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Form 4: Fain Clara reports acquisition/exercise transactions in VIA

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Fain Clara reported acquisition or exercise transactions in a Form 4 filing for VIA. The filing lists transactions totaling 8,000 shares at a weighted average price of $6.57 per share. Following the reported transactions, holdings were 40,860 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fain Clara

(Last) (First) (Middle)
C/O VIA TRANSPORTATION, INC.
114 5TH AVE, 17TH FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Via Transportation, Inc. [ VIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/12/2026 M 4,000 A $6.57 652,693 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $6.57 02/12/2026 M 4,000 (1) 06/26/2028 Class A Common Stock 4,000 $0 40,860 D
Explanation of Responses:
1. The shares underlying the stock option are fully vested and exercisable.
Remarks:
/s/ Erin H. Abrams, as attorney-in-fact 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did VIA Chief Financial Officer Clara Fain report?

Clara Fain exercised a stock option for 4,000 Via Transportation Class A Common shares. The option had a $6.57 exercise price and was fully vested and exercisable. This was reported as a derivative conversion/exercise, not an open-market buy or sell.

How many VIA shares does Clara Fain own after this Form 4 filing?

After the reported transaction, Clara Fain directly owned 652,693 shares of Via Transportation Class A Common Stock. The filing also shows she held 40,860 stock options following the exercise, reflecting her ongoing equity stake as Chief Financial Officer.

What type of security did Clara Fain exercise in the VIA Form 4?

She exercised a stock option, described as a “Stock Option (right to buy)” with an exercise price of $6.57 per share. The option was fully vested and exercisable and related to 4,000 underlying shares of Via Transportation Class A Common Stock.

Was Clara Fain’s VIA transaction an open-market purchase or sale?

The transaction was classified as code M, an exercise or conversion of a derivative security. It reflects exercising a stock option to acquire 4,000 common shares, rather than an open-market purchase or sale on an exchange or through a broker.

What does transaction code M mean in the VIA Form 4 filing?

Transaction code M in the Via Transportation Form 4 indicates an exercise or conversion of a derivative security. Here, it refers to Clara Fain exercising a vested stock option, resulting in the acquisition of 4,000 Class A Common Stock shares at $6.57 per share.

What is Clara Fain’s role at Via Transportation (VIA)?

Clara Fain is identified as an officer of Via Transportation, serving as Chief Financial Officer. The Form 4 confirms she is not a director or 10% owner, and that the reported equity holdings are directly owned in her capacity as an executive officer.
Via Transportation, Inc.

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