Affiliate files Rule 144 notice including 3,000-share exercise (VICR)

Rhea-AI Filing Summary

VICR disclosure of proposed resale activity by an affiliate under Rule 144. The filing lists an exercise of options under a registered plan resulting in 3,000 shares associated with 05/26/2026 and indicates cash settlement. The filing also records prior sales by the same affiliate: 8,984 shares on 05/11/2026, 6,132 shares on 05/06/2026, and 11,035 shares on 04/24/2026, each with the cash proceeds shown in the excerpt.

Insights

Corporate Securities Counsel

Routine Rule 144 notice listing an options exercise and recent affiliate sales.

The filing documents an exercise of options under a registered plan for 3,000 shares with cash consideration dated 05/26/2026. It also lists three prior cash sales by the reporting affiliate on 04/24/2026, 05/06/2026, and 05/11/2026 with explicit share counts and proceeds.

These disclosures are procedural under resale rules; cash‑flow treatment to the issuer is not stated in the excerpt. Subsequent SEC filings or broker confirmations will show settlement details if relevant.

Key Figures

Option exercise: 3,000 shares Sale on 04/24/2026: 11,035 shares Sale on 05/06/2026: 6,132 shares +1 more

4 metrics

Option exercise 3,000 shares Exercise of options under a registered plan on 05/26/2026

Sale on 04/24/2026 11,035 shares Affiliate sale with cash proceeds shown in excerpt

Sale on 05/06/2026 6,132 shares Affiliate sale with cash proceeds shown in excerpt

Sale on 05/11/2026 8,984 shares Affiliate sale with cash proceeds shown in excerpt

Key Terms

Form 144, exercise of options under a registered plan, cash settlement

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

exercise of options under a registered plan financial

"Exercise of options under a registered plan | Issuer"

cash settlement financial

"05/26/2026 | Cash"

Cash settlement is a process where, instead of exchanging physical assets like stocks or commodities, the parties involved settle the difference in value with money after a contract ends. For investors, it simplifies transactions by avoiding the need to handle or deliver the actual asset, making it quicker and more convenient to complete trades. This method ensures a straightforward way to settle agreements based on their final value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 05:48 PM Learn about SEC filing dates

FAQ

What does VICR's Form 144 filing report?

It reports a proposed resale event and related past sales. The filing lists an exercise of options producing 3,000 shares on 05/26/2026, plus three prior affiliate sales with dates and proceeds shown.

Who is the reporting party in the VICR Form 144?

The excerpt shows sales attributed to Claudio Tuozzolo at an Andover, MA address. The filing lists specific sale dates and share counts for that reporting party in the provided lines.

How many shares were sold in the recent transactions listed?

The excerpt lists three past sales of 11,035 shares on 04/24/2026, 6,132 shares on 05/06/2026, and 8,984 shares on 05/11/2026, with cash proceeds shown alongside each entry.

Does the filing say who receives the sale proceeds?

The provided excerpt shows cash proceeds amounts for each sale line but does not state who receives the proceeds beyond listing the reporting party; the issuer's cash‑flow treatment is not specified in the excerpt.

Was the 3,000 share entry on 05/26/2026 an issuance or resale?

The filing describes the 3,000 shares on 05/26/2026 as an exercise of options under a registered plan with cash settlement; it is reported in the resale/notice context in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3000	985239.00	33863689	05/26/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/26/2026	Exercise of options under a registered plan	Issuer			3000	05/26/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CLAUDIO TUOZZOLO 25 Frontage Road Andover MA 01810	Common	05/11/2026	8984	2737008.84
CLAUDIO TUOZZOLO 25 Frontage Road Andover MA 01810	Common	05/06/2026	6132	1698107.17
CLAUDIO TUOZZOLO 25 Frontage Road Andover MA 01810	Common	04/24/2026	11035	2985015.75

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)