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Vicor (NASDAQ: VICR) CEO sells 50,000 shares in Rule 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Vicor Corporation Chairman and CEO Patrizio Vinciarelli reported open-market sales of 50,000 shares of common stock on March 18, 2026. The transactions were executed in multiple tranches at weighted average prices ranging from $191.67 to $201.05, as detailed in the price range footnotes.

These sales were made pursuant to a Rule 10b5-1 trading plan adopted on November 3, 2025, indicating they were pre-arranged. After the sales, Vinciarelli directly owns 9,158,163 Vicor shares and indirectly reports 171,125 shares held in an irrevocable trust established for his child.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
VINCIARELLI PATRIZIO

(Last)(First)(Middle)
C/O VICOR CORPORATION
25 FRONTAGE RD.

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
VICOR CORP [ VICR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chairman and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock171,125ISee Footnote(1)
Common Stock03/18/2026S(2)5,668D$191.8731(3)9,202,495D
Common Stock03/18/2026S(2)3,138D$193.5652(4)9,199,357D
Common Stock03/18/2026S(2)6,464D$194.3913(5)9,192,893D
Common Stock03/18/2026S(2)7,105D$195.3109(6)9,185,788D
Common Stock03/18/2026S(2)6,506D$196.2479(7)9,179,282D
Common Stock03/18/2026S(2)7,081D$197.3563(8)9,172,201D
Common Stock03/18/2026S(2)6,768D$198.3081(9)9,165,433D
Common Stock03/18/2026S(2)4,600D$199.6454(10)9,160,833D
Common Stock03/18/2026S(2)1,870D$200.1825(11)9,158,963D
Common Stock03/18/2026S(2)800D$201.05(12)9,158,163D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares are held by the reporting person as Trustee of the Patrizio Vinciarelli Irrevocable Trust U/A Dated 12/21/2012, established for the benefit of the child of the reporting person.
2. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.6700 to $192.4100. The reporting person undertakes to provide to Vicor Corporation, any security holder of Vicor Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (12) to this Form 4.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $192.8200 to $193.8100.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $193.8200 to $194.8100.
6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $194.8200 to $195.7600.
7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $195.8200 to $196.8100.
8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $196.8300 to $197.8200.
9. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.8300 to $198.7200.
10. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $199.0000 to $199.9800.
11. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.0200 to $201.0000.
12. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.0500 to $201.0500.
/s/Quentin A. Fendelet. Attorney in fact for Patrizio Vinciarelli03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Vicor (VICR) CEO Patrizio Vinciarelli report in this Form 4?

He reported open-market sales of 50,000 Vicor common shares on March 18, 2026. The filing details multiple sale tranches, price ranges, his remaining direct holdings, and an additional indirect position held through an irrevocable trust.

How many Vicor (VICR) shares did the CEO sell and at what prices?

He sold a total of 50,000 Vicor common shares across ten transactions. The weighted average sale prices, as described in multiple footnotes, ranged from about $191.67 to $201.05 per share over the various tranches.

Was the Vicor (VICR) CEO’s share sale under a Rule 10b5-1 plan?

Yes. A footnote states the sale was effected under a Rule 10b5-1 trading plan adopted on November 3, 2025. Such plans pre-schedule trades, making the timing more routine rather than a discretionary market-timing decision.

How many Vicor (VICR) shares does the CEO own after these transactions?

After the reported sales, Patrizio Vinciarelli directly owns 9,158,163 Vicor shares. This figure appears in the post-transaction ownership column for his direct holdings and reflects his remaining position following the 50,000-share disposal.

What indirect Vicor (VICR) share holdings does the CEO report?

He reports an indirect holding of 171,125 Vicor shares. A footnote explains these shares are held by him as trustee of the Patrizio Vinciarelli Irrevocable Trust dated December 21, 2012, established for the benefit of his child.

What type of transactions did the Vicor (VICR) Form 4 disclose?

The filing discloses ten open-market sales of common stock, all coded “S” as non-derivative transactions. It also includes one indirect holding entry for trust-held shares, without a new transaction, showing ongoing indirect ownership rather than a fresh trade.
Vicor Corp

NASDAQ:VICR

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