STOCK TITAN

Vinci Compass (VINP) CFO logs 269-share 10b5-1 sale, keeps large stake

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Vinci Compass Investments Ltd. chief financial officer Sergio Passos Ribeiro, through SPR Capital Ltd., reported an open-market sale of 269 Class A Common Shares at a weighted average price of $10.70 per share. The sale was executed under a Rule 10b5-1 trading plan adopted on December 15, 2025.

Following this transaction, indirect holdings reported through SPR Capital Ltd. totaled 326,212 Class A Common Shares, and a separate indirect position held by SPR Opportunity Investments was reported at 465,967 Class A Common Shares.

Positive

  • None.

Negative

  • None.
Insider Ribeiro Sergio Passos
Role Chief Financial Officer
Sold 269 shs ($3K)
Type Security Shares Price Value
Sale Class A Common Shares 269 $10.70 $3K
holding Class A Common Shares -- -- --
Holdings After Transaction: Class A Common Shares — 326,212 shares (Indirect, By: SPR Capital Ltd.)
Footnotes (1)
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.67 to $10.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Shares sold 269 shares Open-market sale of Class A Common Shares
Sale price (weighted average) $10.70/share Weighted average sale price with trades from $10.67 to $10.79
SPR Capital holdings after sale 326,212 shares Indirect Class A Common Share holdings following transaction
SPR Opportunity holdings 465,967 shares Indirect Class A Common Share holdings reported as a holding entry
Net buy/sell shares -269 shares Transaction summary net-sell direction
Rule 10b5-1 trading plan regulatory
"The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average price financial
"The price reported is a weighted average price. These shares were sold in multiple transactions"
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
Class A Common Shares financial
"security_title: Class A Common Shares"
A Class A common share is a specific type of ordinary company share that represents an ownership stake and usually carries particular voting rights or payout priorities compared with other share classes. For investors it matters because those differences affect how much influence you have over company decisions, how dividends or liquidation proceeds might be distributed, and how easily the shares trade — like choosing between car models where one has extra features (more control) and another focuses on price or availability (liquidity).
indirect ownership financial
"direct_or_indirect: I, nature_of_ownership: By: SPR Capital Ltd."
open-market sale financial
"transaction_action: open-market sale"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ribeiro Sergio Passos

(Last)(First)(Middle)
AV. BARTOLOMEU MITRE, 336
LEBLON

(Street)
RIO DE JANEIRO22431-002

(City)(State)(Zip)

BRAZIL

(Country)
2. Issuer Name and Ticker or Trading Symbol
Vinci Compass Investments Ltd. [ VINP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares04/10/2026S(1)269D$10.7(2)326,212IBy: SPR Capital Ltd.
Class A Common Shares465,967IBy: SPR Opportunity Investments
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.67 to $10.79, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
/s/ Julya Sotto Mayor Wellisch, as Attorney-in-Fact for Sergio Passos Ribeiro04/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did VINP’s CFO report on this Form 4?

Vinci Compass Investments Ltd.’s CFO reported an open-market sale of 269 Class A Common Shares. The transaction was executed at a weighted average price of $10.70 per share and reported as an indirect holding through SPR Capital Ltd.

At what price were the Vinci Compass (VINP) shares sold in the Form 4?

The reported sale used a weighted average price of $10.70 per share. Footnotes explain that trades occurred between $10.67 and $10.79, and detailed prices for each trade are available on request from the issuer or the reporting person.

Was the VINP insider sale made under a Rule 10b5-1 plan?

Yes. The Form 4 states the sale was effected under a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2025. Such plans pre-schedule trades, helping separate routine liquidity transactions from discretionary trading decisions.

How many Vinci Compass (VINP) shares does SPR Capital Ltd. hold after the sale?

After the reported sale, indirect holdings through SPR Capital Ltd. totaled 326,212 Class A Common Shares. These shares are attributed to the reporting person as indirect ownership, reflecting the position remaining following the 269-share open-market sale.

What additional VINP holdings are reported through SPR Opportunity Investments?

The filing reports an indirect holding of 465,967 Class A Common Shares through SPR Opportunity Investments. This entry is presented as a holdings line, without a specific buy or sell transaction code associated with it in the provided data.

What is the net share impact of the reported Vinci Compass (VINP) insider activity?

The transaction summary shows net selling of 269 shares of Class A Common Shares. It records one sell transaction totaling 269 shares and one additional holdings entry, resulting in an overall net-sell direction for the reported activity.