Vinci Compass Investments Ltd.'s SEC filings document its status as a foreign private issuer and the disclosures it furnishes through Form 6-K reports. The record includes earnings releases, annual and interim consolidated financial statements, investor presentations, dividend disclosures, and updates on board composition for the Latin America-focused alternative investment platform.
These filings describe the company's business lines in Private Equity, Credit, Equities, Real Assets, Global Investment Products & Solutions, and Corporate Advisory, along with operating results, fee-related earnings, distributable earnings, assets under management and advisory, governance matters, corporate development activity, and capital-return disclosures.
Vinci Compass Investments Ltd. director Jaime Eduardo De la Barra Jara filed an initial ownership report showing his equity interests in the company. He holds restricted stock units representing 2,549 underlying Class A Shares that vest on January 15, 2029, conditioned on continued employment. He also holds employee stock options over 15,161 underlying Class A Shares with an exercise price of $13.13 per share, which become vested and exercisable on January 15, 2029, with one year to exercise after vesting. In addition, 1,846,270 Class A Shares are held indirectly through Compass Group Cayman Ltd., where he serves on the board and may be deemed to beneficially own only his proportional pecuniary interest, which he expressly disclaims beyond that extent.
Vinci Compass Investments Ltd. director and officer Alessandro Monteiro Morgado Horta filed an initial ownership report on Class A Common Shares. The filing shows indirect ownership of 8,266,422 Class A Common Shares held through AMMH Financial Holding Ltd., with no new buy or sell transaction reported.
Vinci Compass Investments Ltd. executive Bruno Augusto Sacchi, President of Finance & Operations, has filed an initial ownership report detailing his equity interests in the company. The filing lists multiple grants of restricted stock units and employee stock options over Class A shares with various future vesting schedules and exercise prices.
Direct equity incentives include RSUs tied to 32,704 and 24,059 underlying Class A Shares that vest in tranches through May 10, 2028 and on January 15, 2029, and several option awards over 20,243, 36,010, 58,165, 93,775 and 57,533 Class A Shares with exercise prices between $9.21 and $13.13 per share and vesting dates extending to January 15, 2029.
The report also shows indirect ownership of 1,289,887 Class A common shares held through Pico da Neblina Ltd, reflecting a significant existing stake associated with the executive rather than a new market transaction.
Vinci Compass Investments Ltd. director Balbontin Fernandez Manuel Jose filed an initial ownership report showing indirect control over 7,022,893 Class A common shares of VINP. These shares are held by Costanera Management LLC, which he ultimately controls, and he disclaims beneficial ownership except for his pecuniary interest.
Vinci Compass Investments Ltd. director Guilherme Stocco Filho filed an initial ownership report on Form 3. This filing establishes his status as a director of the company but does not report any stock transactions or specific share holdings. It is a standard compliance step that records his position as an insider for future reporting of any trades.
Vinci Compass Investments Ltd. executive Rodriguez Arnal Matias filed an initial ownership report showing equity incentives and indirect holdings in Class A shares. The filing lists 2,549 restricted stock units tied to Class A shares and employee stock options over 9,801 Class A shares at an exercise price of 13.1300 per share.
The RSUs and options are scheduled to vest on January 15, 2029, subject to continued employment, and the options may be exercised for one year after vesting. The report also notes 321,333 Class A common shares held indirectly through Compass Group Cayman Ltd., with beneficial ownership disclaimed except for any pecuniary interest.
Vinci Compass Investments Ltd. executive Sergio Passos Ribeiro, President of Finance & Operations, filed an initial ownership report detailing his equity interests in the company. The filing lists restricted stock units, stock options and indirect holdings of Class A common shares.
He holds RSUs tied to 22,426 and 19,448 Class A Shares, each RSU representing one share upon settlement. One RSU grant vests in three installments on May 10, 2026, 2027 and 2028, and another vests on January 15, 2029, in each case subject to continued employment.
He also holds employee stock options over Class A Shares with exercise prices of $9.21, $9.74, $11.90 and $13.13, with vesting schedules running from January 16, 2027 through January 15, 2029 and, for one grant, staged vesting each January 31 through 2030. For certain options, he has one year from each vesting date to exercise.
Indirectly, the report shows 465,967 Class A Common Shares held by SPR Opportunity Investments and 359,760 Class A Common Shares held by SPR Capital Ltd. These holdings are reported as indirect ownership interests associated with the executive.
Vinci Compass Investments Ltd. director Sayao da Silva Gilberto filed an initial ownership report showing indirect holdings of Class B Common Shares. These Class B shares are held through GSS Family Investments I LP and are convertible into an equal number of Class A Common Shares on a 1-for-1 basis. The Class B shares have no expiration date and carry a stated exercise price of $0.00 per share. The filing does not report any new purchases or sales, only the existing position.
Vinci Compass Investments Ltd. director Sonia Aparecida Consiglio filed an initial ownership report on Form 3. The filing identifies her role as a director of VINP and establishes her status as an insider for future reporting, without listing any specific transactions or derivative positions.
Vinci Compass Investments Ltd. director Ana Marta Horta Veloso filed an initial Form 3, which is a statement of beneficial ownership for insiders. The filing reports her status as a director but does not list any stock or option transactions or holdings in the provided data.