[Form 3] VALLEY NATIONAL BANCORP Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Patrick D. Smith, identified as SEVP and President of Consumer Banking and a director of Valley National Bancorp, filed an Initial Form 3 disclosing beneficial ownership information for the issuer Valley National Bancorp (VLY). The event date requiring the filing is 09/02/2025. The filing reports 0 shares of common stock beneficially owned, held directly. The form is signed by an attorney-in-fact, Sequoia Moore, with a signature date of 09/23/2025. No derivative securities, option holdings, or indirect ownership interests are reported in the document.

Positive

• Initial disclosure completed: Form 3 filed identifying reporting person and relationship to issuer.
• Clear reporting: Document explicitly states there are 0 common shares and no derivative holdings, leaving no ambiguity in the filing content.

Negative

• No equity ownership reported: The filing shows 0 common shares beneficially owned, meaning no disclosed direct equity stake as of the event date.

Insights

Securities Compliance Analyst

TL;DR: Initial Section 16 filing reports no direct common stock ownership and lists officer/director status.

The filing is an initial Form 3 for an insider identified as both an officer (SEVP, President Consumer Banking) and a director of the issuer. It explicitly reports zero shares of common stock beneficially owned and shows no derivative positions or indirect holdings. The document is executed by an attorney-in-fact, indicating a representative completed the signature process. For compliance review, the form contains the required issuer identifier and the reporting person’s relationship to the issuer, and it states the event date and signature date.

Corporate Governance Specialist

TL;DR: Disclosure documents the insider relationship but indicates no current equity stake.

This initial statement confirms the reporting person’s roles with the company and formally documents that no common stock or derivative securities are held directly or indirectly as of the event date. The clear absence of reported holdings is material to ownership records because it establishes the starting point for future Section 16 reporting obligations for this individual.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

SMITH PATRICK D

(Last) (First) (Middle)

C/O VALLEY NATIONAL BANCORP

ONE PENN PLAZA

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/02/2025

3. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP, Pres Consumer Banking

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Sequoia Moore, as Attorney-in-Fact	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the Form 3 filed for VLY report about Patrick D. Smith's holdings?

The Form 3 reports 0 shares of common stock beneficially owned, held directly, and no derivative securities or indirect holdings.

What roles does the reporting person hold at Valley National Bancorp?

The filing identifies the reporting person as a Director and an Officer with the title SEVP, President Consumer Banking.

What are the relevant dates shown on the Form 3 for VLY?

The event date requiring the statement is 09/02/2025 and the form is signed by attorney-in-fact Sequoia Moore on 09/23/2025.

Does the Form 3 disclose any options or derivative securities for the reporting person?

No. The filing contains no entries in Table II and discloses no derivative securities, exercisable dates, or underlying amounts.

Who signed the Form 3?

The signature on the form is by Sequoia Moore, acting as attorney-in-fact, dated 09/23/2025.