STOCK TITAN

Notifications

Limited Time Offer! Get Platinum at the Gold price until January 31, 2026!

Sign up now and unlock all premium features at an incredible discount.

Read more on the Pricing page

[Form 4] VALLEY NATIONAL BANCORP Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Mark Saeger, EVP and Chief Credit Officer of Valley National Bancorp (VLY), reported a grant of 14,151 restricted stock units (RSUs) on 10/01/2025. The RSUs were granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan, are time‑based, carry a reported price of $0, and vest in full on the second anniversary of the grant date.

Following the reported award, Mr. Saeger beneficially owns 213,074 shares of VLY as a direct owner. The Form 4 was signed 10/02/2025 and contains the issuer, reporting person details, and the RSU explanation provided.

Positive
  • Grant increases executive alignment with shareholders via 14,151 time‑based RSUs under the 2023 LTIP
  • Clear disclosure of transaction date (10/01/2025), vesting schedule (vesting in full on second anniversary), and resulting direct ownership (213,074 shares)
Negative
  • None.

Insights

TL;DR: Officer awarded time‑based RSUs that vest in two years, increasing direct holdings to 213,074 shares.

The filing documents a routine long‑term incentive grant using RSUs under the company's 2023 LTIP. The award size (14,151 RSUs) and stated vesting schedule are explicitly disclosed. The grant carries a $0 reported price, consistent with restricted unit awards rather than an open‑market purchase. This is a typical executive compensation disclosure showing non‑cash equity compensation and an increase in beneficial ownership.

TL;DR: Form 4 properly reports a single officer grant; disclosure appears complete for Section 16 purposes.

The Form 4 identifies the reporting person, relationship to the issuer, transaction date, grant amount, resulting beneficial ownership, and an explanation that the units are time‑based RSUs vesting in two years. The signature and dates are present. The filing meets the explicit reporting elements required by Form 4 for an equity grant by an officer.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SAEGER MARK

(Last) (First) (Middle)
C/O VALLEY NATIONAL BANCORP
ONE PENN PLAZA

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Credit Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/01/2025 A 14,151(1) A $0 213,074 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based and vest in full on the second anniversary of the date of grant.
Remarks:
/s/ MARK SAEGER 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark Saeger report on Form 4 for VLY?

He reported a grant of 14,151 restricted stock units (RSUs) on 10/01/2025 and a resulting direct beneficial ownership of 213,074 shares.

Under which plan were the RSUs granted?

The RSUs were granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan.

What is the vesting schedule for the RSUs?

The RSUs are time‑based and vest in full on the second anniversary of the grant date.

What price was reported for the RSU grant?

The Form 4 reports a price of $0 for the RSU award, consistent with restricted unit grants.

When was the Form 4 signed?

The filing is signed by Mark Saeger on 10/02/2025.
Valley Natl Bancorp

NASDAQ:VLY

VLY Rankings

VLY Latest News

VLY Latest SEC Filings

VLY Stock Data

5.84B
549.15M
1.4%
84.53%
4.08%
Banks - Regional
National Commercial Banks
Link
United States
NEW YORK