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Valley National Bancorp (VLY) risk chief granted 17,965 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Valley National Bancorp reported that Senior Executive Vice President and Chief Risk Officer John P. Regan acquired 17,965 shares of common stock on February 23, 2026 through a grant classified as a restricted stock unit (RSU) award at a price of $0.00 per share. These RSUs were granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan and are time-based, vesting in three equal installments on February 1 of each of the next three years. Following this award, Regan directly holds 69,575 shares of common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
REGAN JOHN P

(Last) (First) (Middle)
C/O VALLEY NATIONAL BANCORP
ONE PENN PLAZA

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VALLEY NATIONAL BANCORP [ VLY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP, Chief Risk Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/23/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/23/2026 A 17,965(1) A $0 69,575 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units (RSUs) granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. The RSUs are time-based with three-year equal vesting, with vesting on each February 1 for the next three years.
Remarks:
/s/ JOHN P REGAN 02/24/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Valley National Bancorp officer John P. Regan report on Form 4 for VLY?

John P. Regan reported an acquisition of company equity through a grant of restricted stock units. The award involved 17,965 common shares at no cash cost, reflecting equity-based compensation under the company’s 2023 Long Term Incentive Stock Plan rather than an open-market stock purchase.

How many shares did John P. Regan receive in the latest Valley National Bancorp (VLY) equity grant?

He received 17,965 shares of common stock via restricted stock units. The units were granted at a stated price of $0.00 per share, indicating a compensation award structure rather than a traditional stock purchase transaction in the market for Valley National Bancorp shares.

What is the vesting schedule for John P. Regan’s new Valley National Bancorp RSU grant?

The restricted stock units vest over three years in equal annual installments. Vesting occurs on February 1 in each of the next three years, making this a time-based award intended to align ongoing service and performance with long-term shareholder interests at Valley National Bancorp.

Under which plan were the restricted stock units granted to the Valley National Bancorp (VLY) risk officer?

The RSUs were granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan. This plan provides equity-based awards, like restricted stock units, to executives and employees, tying a portion of their compensation to the company’s long-term performance and continued employment.

How many Valley National Bancorp shares does John P. Regan own after this Form 4 transaction?

After the reported RSU grant, John P. Regan holds 69,575 shares of common stock directly. This total includes the newly awarded 17,965 restricted stock units, which will convert into vested shares over time as the three-year vesting schedule is satisfied each February 1.

Was John P. Regan’s latest Valley National Bancorp (VLY) Form 4 a stock purchase or an equity award?

The filing reflects an equity award, not an open-market stock purchase. It records a grant of 17,965 restricted stock units at a price of $0.00 per share, classified as a grant, award, or other acquisition under the Form 4 transaction coding framework.
Valley Natl Bancorp

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