Welcome to our dedicated page for Valley Natl Bancorp SEC filings (Ticker: VLY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Valley National Bancorp (NASDAQ: VLY) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as a New Jersey-incorporated bank holding company. Valley files periodic and current reports with the U.S. Securities and Exchange Commission in connection with its common stock and its Non-Cumulative Perpetual Preferred Stock Series A, B, and C, which trade on The Nasdaq Stock Market LLC under the symbols VLY, VLYPP, VLYPO, and VLYPN, respectively.
Investors can review Valley’s current reports on Form 8-K, which the company uses to furnish earnings press releases and investor presentation materials under Item 2.02 (Results of Operations and Financial Condition) and Item 7.01 (Regulation FD Disclosure). These filings typically accompany quarterly financial results and provide additional context on net interest income, loan and deposit composition, credit quality, non-interest income and expense, and key performance ratios. The exhibits referenced in these 8-Ks, such as press releases and presentation decks, are important for understanding management’s discussion of recent performance.
In addition to 8-Ks, users can expect to find Valley’s annual reports on Form 10-K and quarterly reports on Form 10-Q, which contain detailed information on its commercial and consumer banking operations, segment reporting, risk factors, regulatory capital, and loan and deposit portfolios. These filings are central for analyzing Valley’s role as a regional commercial bank and its exposure to areas such as commercial real estate, commercial and industrial lending, residential mortgages, and consumer loans.
Stock Titan’s platform enhances these filings with AI-powered summaries that highlight the main points of lengthy documents, helping users navigate complex financial and regulatory information. Real-time updates from EDGAR ensure that new filings, including Forms 3, 4, and 5 related to insider transactions, become available promptly. This allows investors to monitor executive and director share activity, dividend declarations, and other material events disclosed through the SEC reporting process, all in one organized view.
Valley National Bancorp executive Gino A. Martocci, SEVP and President of Commercial Banking, reported an automatic share withholding related to equity compensation. On February 2, 2026, 3,761 shares of common stock at $12.46 per share were withheld to satisfy tax obligations arising from performance stock units, a transaction exempt under Rule 16b-3.
After this withholding, Martocci directly held 52,671 shares of Valley National Bancorp common stock. Additional indirect holdings disclosed include 45,822 shares held by his wife and 1,757 shares held by his daughter.
Valley National Bancorp executive Yvonne M. Surowiec, SEVP and Chief People Officer, reported routine share withholding transactions related to equity compensation. On February 2, 2026, three Form 4 transactions coded "F" show common shares withheld at $12.46 per share to cover tax obligations from performance stock units.
The transactions involved 1,893, 2,648, and 2,152 common shares, as noted in the footnote explaining they were withheld to satisfy tax withholding obligations upon payout of performance stock units in a transaction exempt under Rule 16b-3. After these entries, Surowiec directly beneficially owns 170,239 common shares of Valley National Bancorp.
Valley National Bancorp's SEVP and Chief Financial Officer Travis Lan reported routine insider transactions involving company common stock. On 02/02/2026, shares were withheld to satisfy tax withholding obligations tied to the payout of performance stock units, in transactions exempt under Rule 16b-3.
Three tax-withholding transactions at $12.46 per share reduced his directly held common stock to 60,704 shares after the final entry. Reported holdings were also adjusted for additional shares acquired through Valley National Bancorp's Dividend Reinvestment Plan.
Valley National Bancorp executive Mitchell L. Crandell, EVP & Chief Accounting Officer, reported routine tax‑related share withholding tied to performance stock units. On February 2, 2026, three code F transactions withheld 951, 2,646, and 2,261 shares of common stock at $12.46 per share. These shares were withheld to satisfy tax obligations triggered by a performance stock unit payout under Rule 16b‑3, rather than sold in an open‑market trade. Following the last transaction, Crandell directly owned 84,890 shares of Valley National Bancorp common stock.
Valley National Bancorp executive Mark Saeger, EVP and Chief Credit Officer, reported automatic share withholdings tied to equity compensation. On February 2, 2026, three Form 4 transactions (code F) showed a total of several thousand common shares withheld at $12.46 per share.
The filing explains these shares were withheld to satisfy tax obligations arising from the payout of performance stock units in a transaction exempt under Rule 16b-3. Saeger continues to hold more than 200,000 shares of Valley National Bancorp common stock directly.
Valley National Bancorp’s SEVP and Chief Operating Officer, Russell Barrett, reported routine tax-related share withholdings. On February 2, 2026, three transactions coded “F” withheld 760, 1,815, and 1,809 common shares at $12.46 per share to cover tax obligations from performance stock unit payouts. Following these withholdings, he directly owned 35,933 common shares.
Valley National Bancorp furnished an update on its recent performance by issuing a press release announcing its fourth quarter 2025 results of operations. The press release is included as Exhibit 99.1.
The company also provided presentation materials used in connection with its fourth quarter 2025 conference as Exhibit 99.2. Both exhibits are being furnished, not filed, which limits how they are treated under securities laws.
Valley National Bancorp director Carlos J. Vazquez received an equity award tied to his board service. On 01/27/2026, he was granted 1,752 shares of common stock at a price of $0 per share, reported as an acquisition.
The award is a pro-rated annual grant of restricted stock units made automatically upon his appointment to the Board of Directors under the Valley National Bancorp 2023 Incentive Compensation Plan. These restricted stock units vest in one year, subject to certain exceptions, and Vazquez’s beneficial ownership after the grant is 1,752 shares held directly.
Valley National Bancorp director Carlos J. Vazquez filed an initial Form 3 reporting his beneficial ownership. As of the event date of 01/27/2026, he reported beneficially owning 0 shares of Valley National Bancorp common stock, held directly.
Valley National Bancorp appointed Carlos Vazquez to its Board of Directors, effective January 27, 2026, to serve until the next annual meeting of shareholders and until a successor is elected and qualified. The Board determined that he is an independent director.
Vazquez was Executive Vice President and Chief Financial Officer of Popular, Inc. from 2013 to 2024 and previously held senior roles there, including President of Popular Bank. He also served on the Board of the Federal Home Loan Bank of New York from 2013 to 2024 and sits on advisory boards for Operation HOPE and Rensselaer Polytechnic Institute’s School of Engineering.
He will serve on Valley’s Audit Committee and Compensation and Human Capital Management Committee, and will participate in the company’s standard non-employee director compensation program. The company states there are no special arrangements related to his selection and no related-party transactions requiring disclosure.