Valley National Bancorp filings document regulatory disclosures for a Nasdaq-listed bank holding company and its capital structure. The company’s registered securities include common stock under VLY and non-cumulative perpetual preferred stock Series A, Series B and Series C under separate Nasdaq symbols.
Recent Form 8-K filings furnish quarterly results of operations and financial condition, Regulation FD investor presentation materials, board-approved share repurchase disclosures, and director appointment and committee assignment information. The filings also identify formal exhibit filings, securities registration details, governance matters and other events relevant to Valley National Bank’s parent company.
Valley National Bancorp appointed Carlos Vazquez to its Board of Directors, effective January 27, 2026, to serve until the next annual meeting of shareholders and until a successor is elected and qualified. The Board determined that he is an independent director.
Vazquez was Executive Vice President and Chief Financial Officer of Popular, Inc. from 2013 to 2024 and previously held senior roles there, including President of Popular Bank. He also served on the Board of the Federal Home Loan Bank of New York from 2013 to 2024 and sits on advisory boards for Operation HOPE and Rensselaer Polytechnic Institute’s School of Engineering.
He will serve on Valley’s Audit Committee and Compensation and Human Capital Management Committee, and will participate in the company’s standard non-employee director compensation program. The company states there are no special arrangements related to his selection and no related-party transactions requiring disclosure.
Valley National Bancorp reported stronger results for the quarter ended September 30, 2025. Net income rose to $163.4 million, and diluted EPS was $0.28. Net interest income improved to $446.2 million as deposit costs declined from last year, while the provision for credit losses on loans was $19.2 million. Non‑interest income was $64.9 million, led by higher capital markets and service charge revenues. Non‑interest expense totaled $282.0 million, reflecting higher professional and legal fees but lower FDIC assessments and technology costs year over year.
Total assets were $63.0 billion, with loans of $49.3 billion and deposits of $51.2 billion. Shareholders’ equity increased to $7.70 billion as accumulated other comprehensive loss narrowed to $98.8 million, aided by gains in available‑for‑sale securities. Long‑term borrowings declined to $2.91 billion. For the first nine months, net income was $402.6 million. Common shares outstanding were 557,635,558 as of November 6, 2025.
Valley National Bancorp (VLY): Director Form 4 reports an internal trust reallocation on 10/29/2025. The Steans 1996 Family Trust’s 868,890 shares were divided into three sub‑trusts for no consideration (Transaction Code G). One‑third, 289,630 shares, moved to the Jennifer W. Steans 1996 Exempt Trust, where the reporting person serves as trustee. She no longer has beneficial ownership of the shares held by the two other sub‑trusts.
Following the transactions, reported beneficial holdings include examples such as 1,199,173 shares direct and 105,000 shares via a Roth IRA, alongside additional indirect positions through partnerships, trusts, spouse, and an LLC.
Valley National Bancorp announced its third quarter 2025 results and furnished the press release as Exhibit 99.1. The company also furnished investor presentation materials as Exhibit 99.2 related to the quarter. The materials are furnished, not filed, and are not subject to Section 18 of the Exchange Act, nor incorporated by reference except if expressly referenced.
Mark Saeger, EVP and Chief Credit Officer of Valley National Bancorp (VLY), reported a grant of 14,151 restricted stock units (RSUs) on 10/01/2025. The RSUs were granted under the Valley National Bancorp 2023 Long Term Incentive Stock Plan, are time‑based, carry a reported price of $0, and vest in full on the second anniversary of the grant date.
Following the reported award, Mr. Saeger beneficially owns 213,074 shares of VLY as a direct owner. The Form 4 was signed 10/02/2025 and contains the issuer, reporting person details, and the RSU explanation provided.
Valley National Bancorp insider grant: Patrick D. Smith, Senior Executive Vice President and President of Consumer Banking, was granted 103,774 restricted stock units (RSUs) under the company's 2023 Long Term Incentive Stock Plan. The award is time-based and vests in three equal annual installments, with vesting dates on each October 1 over the next three years. The Form 4 reports the acquisition as of 10/01/2025 and shows 103,774 shares beneficially owned following the transaction.
Patrick D. Smith, identified as SEVP and President of Consumer Banking and a director of Valley National Bancorp, filed an Initial Form 3 disclosing beneficial ownership information for the issuer Valley National Bancorp (VLY). The event date requiring the filing is 09/02/2025. The filing reports 0 shares of common stock beneficially owned, held directly. The form is signed by an attorney-in-fact, Sequoia Moore, with a signature date of 09/23/2025. No derivative securities, option holdings, or indirect ownership interests are reported in the document.
Valley National Bancorp (VLY) – Form 4 filing dated 08/05/2025
EVP & Chief Credit Officer Mark Saeger reported an 08/01/2025 transaction coded “F,” indicating shares were withheld by the issuer to cover taxes triggered by the vesting of restricted stock units. A total of 5,486 common shares were withheld at an implied price of $9.27 per share. Because this is not an open-market sale but an internal, tax-related disposition exempt under Rule 16b-3, it typically carries neutral signal value for investors. Following the transaction, Saeger’s direct beneficial ownership stands at 198,923 common shares, suggesting continued substantial alignment with shareholders.