Welcome to our dedicated page for Vuzix SEC filings (Ticker: VUZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Vuzix Corporation’s (NASDAQ: VUZI) SEC filings, offering a detailed view of how the company reports its activities as a designer, manufacturer and marketer of AI-powered smart glasses, waveguides and augmented reality (AR) technologies. Through these filings, investors can review disclosures related to results of operations, material agreements, governance changes and financing transactions.
Vuzix uses Form 8-K to report material events, including quarterly financial results, unregistered sales of equity securities, changes in independent registered public accounting firms, and significant employment agreements for senior leaders. Some 8-K filings reference attached press releases that discuss revenues, operating expenses, cash position and other financial metrics for specific periods. Others describe items such as equity investments by strategic partners and outcomes of annual stockholder meetings, including votes on director elections, auditor ratification and equity incentive plans.
In addition to current reports, investors can consult Vuzix’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available in the filings list) for broader discussions of the company’s business, risk factors, segment information and financial statements. These periodic reports complement event-driven 8-K filings by providing a structured overview of the company’s operations in smart glasses, waveguides and AR technologies.
On Stock Titan, Vuzix filings are updated as they are released through the SEC’s EDGAR system. AI-powered summaries help explain the key points in lengthy documents, such as what a particular 8-K item covers or how a financing transaction is structured, and can guide readers to the most relevant sections. Users can also review filings that may relate to insider activity, equity issuances or changes in auditors, depending on what Vuzix reports over time.
Quanta Computer Inc. has reported a significant passive stake in Vuzix Corp common stock. Quanta beneficially owns 11,891,897 shares, representing 14.8% of Vuzix’s common stock, based on 80,325,113 shares outstanding as of October 8, 2025, cited from a Vuzix prospectus.
The position consists of 7,692,307 common shares and 4,199,590 common shares issuable upon conversion of 419,959 shares of Series B Preferred Stock, which is convertible into ten common shares per preferred share, subject to customary adjustments. The Series B Preferred Stock generally does not carry voting rights, except for limited matters requiring consent of 66 2/3% of its outstanding shares or as required by law.
Quanta states it holds these securities with sole voting and dispositive power and certifies that they were not acquired, and are not held, for the purpose of changing or influencing control of Vuzix, but instead are reported on a passive Schedule 13G/A basis.
Vuzix Corp reported a significant institutional ownership disclosure. State Street Corporation and its affiliates, including SSGA Funds Management, Inc., beneficially own 7,226,194 shares of Vuzix common stock, representing 9% of the class as of 12/31/2025.
SSGA Funds Management alone reports beneficial ownership of 6,023,602 shares, or 7.5% of the common stock. The shares are held with shared voting and dispositive power and are certified as acquired and held in the ordinary course of business, without any intent to change or influence control of Vuzix.
Vuzix Corporation has filed a prospectus covering the resale by Quanta Computer Inc. of up to 4,199,590 shares of common stock, all issuable upon conversion of an aggregate of 419,959 shares of Series B Preferred Stock issued in prior closings under a securities purchase agreement. These are secondary sales by the selling stockholder, and Vuzix will not receive any proceeds from the resale of these shares.
The Series B Preferred Stock carries a 1.5% annual cumulative dividend on its original issuance price, a liquidation preference ahead of common stock, and is convertible at the holder’s option into ten common shares per preferred share, subject to customary adjustments. Vuzix highlights that large resales of common stock, or expectations of such resales, could put pressure on its share price. Its common stock trades on Nasdaq Capital Market under the symbol VUZI, with a last reported sale price of $3.84 per share on October 7, 2025.
Vuzix Corporation filed an 8-K stating it issued a press release announcing financial results for the period ended September 30, 2025. The press release is furnished as Exhibit 99.1 under Item 2.02.
The company notes this information is furnished pursuant to General Instruction B.2 and is not deemed “filed” under Section 18 of the Exchange Act or incorporated by reference unless specifically referenced.
Vuzix Corporation reported third‑quarter 2025 results with total sales of $1.16 million, down 16% year over year, reflecting lower Smart Glasses unit sales and reduced engineering services. Cost of sales exceeded revenue, producing a gross loss of $411,307.
Operating expenses declined versus last year, narrowing the operating loss to $7.49 million. Net loss was $7.35 million (basic and diluted loss per share $0.09), compared with a $9.22 million loss a year ago. Cash and cash equivalents were $22.61 million at September 30, 2025.
The company raised equity to support liquidity: year‑to‑date ATM sales generated $9.64 million net (including $5.55 million in Q3), and Vuzix issued $10 million of Series B Preferred Stock to Quanta in two 2025 closings tied to milestones. Management disclosed substantial doubt indicators but stated that planned capital raises and operational actions have alleviated doubt about continuing as a going concern.
Vuzix Corporation filed an S-3 shelf registration allowing a selling stockholder to offer registered shares for resale. The prospectus references incorporated SEC reports including the Form 10-K for fiscal 2024 and multiple 10-Qs and 8-Ks through
Chris Parkinson, President of Vuzix Enterprise Solutions, reported insider grants on 09/29/2025. He was granted 150,000 shares of restricted common stock issued at no cash price and will own 152,250 shares following the transaction. In addition, he received 1,000,000 Restricted Stock Units (RSUs) that each represent the right to one share; those RSUs will vest only if specified revenue and EBITDA targets for the Enterprise Solutions business unit are met by December 31, 2028. The restricted shares will vest quarterly over one year.
Alasdair MacKinnon, a director of Vuzix Corp (VUZI), was granted 65,295 shares of restricted common stock on 08/05/2025. The Form 4 reports the acquisition at a reported price of $0, indicating a restricted stock grant rather than a market purchase. Following the grant MacKinnon beneficially owns 65,295 shares directly. The grant vests in three tranches: 45,295 shares vest on June 30, 2026, 10,000 shares vest on June 30, 2026, and 10,000 shares vest on June 30, 2027. The Form 4 is signed by MacKinnon on 09/25/2025.
Form 3 filed for Vuzix Corp (VUZI) by Alasdair John MacKinnon reports his initial beneficial ownership statement as a director. The filing shows 0 shares of common stock beneficially owned and indicates the form was required by an event on 08/05/2025. The submission is signed by the reporting person on 09/25/2025. No derivative securities or indirect ownership are disclosed.
Quanta Computer Inc. purchased 230,242 shares of Vuzix Corp's Series B Preferred Stock on 09/19/2025 at a price of $21.716 per share under the third closing of a securities purchase agreement dated September 3, 2024. Each Series B preferred share is convertible into 10 shares of Vuzix common stock, representing 2,302,420 underlying common shares. The Form 4 was filed as a single reporting person and lists Quanta as a director-related reporting person; the form is signed by C.C. Leung on 09/23/2025.