Welcome to our dedicated page for Vuzix SEC filings (Ticker: VUZI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Vuzix Corporation filings document the reporting record of a Delaware operating company whose common stock trades on the Nasdaq Capital Market under VUZI. Recent disclosures include Form 8-K reports on financial results, unregistered equity sales, material agreements, executive compensation arrangements and business-unit leadership matters.
Proxy materials describe annual meeting proposals, director elections, auditor ratification and advisory executive-compensation voting. The filing record also covers equity incentive plan awards, restricted stock units, performance-based stock awards, Series B Preferred Stock issuance activity and governance matters tied to Vuzix's smart-glasses, waveguide and augmented reality technology business.
Vuzix Corporation filed an S-3 shelf registration allowing a selling stockholder to offer registered shares for resale. The prospectus references incorporated SEC reports including the Form 10-K for fiscal 2024 and multiple 10-Qs and 8-Ks through September 23, 2025. The document states there were 80,325,113 shares of common stock outstanding as of October 8, 2025 and discloses that certain shares represent conversion shares from Series B preferred stock. The prospectus lists permitted sale methods (brokered ordinary transactions, block trades, principal purchases and resales, exchange distributions, privately negotiated transactions, short sales after effectiveness, options and hedging), and explains the selling stockholder may sell all, some or none of the registered shares. The filing is signed by the CEO and CFO and several directors on October 8, 2025.
Chris Parkinson, President of Vuzix Enterprise Solutions, reported insider grants on 09/29/2025. He was granted 150,000 shares of restricted common stock issued at no cash price and will own 152,250 shares following the transaction. In addition, he received 1,000,000 Restricted Stock Units (RSUs) that each represent the right to one share; those RSUs will vest only if specified revenue and EBITDA targets for the Enterprise Solutions business unit are met by December 31, 2028. The restricted shares will vest quarterly over one year.
Alasdair MacKinnon, a director of Vuzix Corp (VUZI), was granted 65,295 shares of restricted common stock on 08/05/2025. The Form 4 reports the acquisition at a reported price of $0, indicating a restricted stock grant rather than a market purchase. Following the grant MacKinnon beneficially owns 65,295 shares directly. The grant vests in three tranches: 45,295 shares vest on June 30, 2026, 10,000 shares vest on June 30, 2026, and 10,000 shares vest on June 30, 2027. The Form 4 is signed by MacKinnon on 09/25/2025.
Form 3 filed for Vuzix Corp (VUZI) by Alasdair John MacKinnon reports his initial beneficial ownership statement as a director. The filing shows 0 shares of common stock beneficially owned and indicates the form was required by an event on 08/05/2025. The submission is signed by the reporting person on 09/25/2025. No derivative securities or indirect ownership are disclosed.
Quanta Computer Inc. purchased 230,242 shares of Vuzix Corp's Series B Preferred Stock on 09/19/2025 at a price of $21.716 per share under the third closing of a securities purchase agreement dated September 3, 2024. Each Series B preferred share is convertible into 10 shares of Vuzix common stock, representing 2,302,420 underlying common shares. The Form 4 was filed as a single reporting person and lists Quanta as a director-related reporting person; the form is signed by C.C. Leung on 09/23/2025.
Quanta Computer Inc. purchased 230,242 shares of Vuzix Corp's Series B Preferred Stock on 09/19/2025 at a price of $21.716 per share under the third closing of a securities purchase agreement dated September 3, 2024. Each Series B preferred share is convertible into 10 shares of Vuzix common stock, representing 2,302,420 underlying common shares. The Form 4 was filed as a single reporting person and lists Quanta as a director-related reporting person; the form is signed by C.C. Leung on 09/23/2025.
Vuzix Corporation completed the third and final tranche of a private stock sale to Quanta Computer Inc., issuing 230,242 shares of its Series B Preferred Stock at a price of $21.716 per share. Each preferred share is convertible into 10 shares of common stock, giving Quanta a significant potential equity position if converted. The transaction was executed under a previously disclosed securities purchase agreement dated September 3, 2024 and was conducted as an unregistered offering relying on the Section 4(a)(2) exemption for transactions not involving a public offering.
Vuzix Corporation completed the third and final tranche of a private stock sale to Quanta Computer Inc., issuing 230,242 shares of its Series B Preferred Stock at a price of $21.716 per share. Each preferred share is convertible into 10 shares of common stock, giving Quanta a significant potential equity position if converted. The transaction was executed under a previously disclosed securities purchase agreement dated September 3, 2024 and was conducted as an unregistered offering relying on the Section 4(a)(2) exemption for transactions not involving a public offering.
Vuzix Corp reporting person Christopher Iain Parkinson filed an initial Form 3 disclosing direct ownership of 2,250 shares of Vuzix common stock (ticker: VUZI). The filing lists Parkinson's address in West Henrietta, NY and his role as President, Vuzix Enterprise Solutions and an officer/director of the issuer. The reported event date is 09/03/2025 and the form is signed 09/19/2025.
Vuzix Corp reporting person Christopher Iain Parkinson filed an initial Form 3 disclosing direct ownership of 2,250 shares of Vuzix common stock (ticker: VUZI). The filing lists Parkinson's address in West Henrietta, NY and his role as President, Vuzix Enterprise Solutions and an officer/director of the issuer. The reported event date is 09/03/2025 and the form is signed 09/19/2025.
Vuzix Corporation entered into an employment offer letter with Chris Parkinson, PhD, who becomes president of its Enterprise Solutions business unit. The package includes an annual base salary of $360,000 plus eligibility for the management bonus plan and the Laddered Long-term Equity Incentive Plan.
Dr. Parkinson is granted 150,000 restricted stock awards that vest in equal quarterly installments over 12 months and 1,000,000 performance stock units that vest only if specified revenue and EBITDA targets for the Enterprise Solutions unit are achieved by December 31, 2028. If he is terminated without cause, he will receive 12 months of severance pay, and in a Change of Control, his unvested equity awards may accelerate under the terms of the 2023 Equity Incentive Plan.
Vuzix Corporation reported that its audit committee approved a change in independent registered public accounting firm on August 22, 2025. Freed Maxick P.C. was replaced because it joined Withum Smith+Brown, PC, and Withum was engaged as the new auditor effective immediately.
Freed Maxick’s reports on Vuzix’s financial statements for the years ended December 31, 2023 and 2024 contained no adverse opinions or disclaimers and were not qualified, other than an explanatory paragraph in 2023 expressing substantial doubt about the company’s ability to continue as a going concern. The company states there were no disagreements with Freed Maxick on accounting or auditing matters and no reportable events, other than a previously disclosed material weakness in internal control over financial reporting that was remediated during 2024. Vuzix also indicates it did not consult Withum on accounting or auditing issues before this engagement.
Vuzix Corporation filed a Form 8-K to report that it issued a press release with its financial results for the period ended June 30, 2025. The release, dated August 14, 2025, is furnished as Exhibit 99.1 under Item 2.02, Results of Operations and Financial Condition.
The company states that this information, including Exhibit 99.1, is being furnished and not deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934. The report is signed on behalf of Vuzix by Chief Financial Officer Grant Russell.