Tax-related share sale by Vuzix (VUZI) executive Christopher Iain Parkinson

Rhea-AI Filing Summary

Vuzix Corp executive Christopher Iain Parkinson reported an open-market sale of common stock to cover taxes. He sold 11,663 shares at an average price of $2.6895 per share, and held 131,130 shares of Vuzix common stock directly after the transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parkinson Christopher Iain

(Last) (First) (Middle)

25 HENDRIX ROAD, SUITE A

(Street)

WEST HENRIETTA NY 14586

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Vuzix Corp [ VUZI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See remarks

3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/04/2026		S(1)		11,663	D	$2.6895	131,130	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold to cover the reporting person's tax liability.

Remarks:

President Vuzix Enterprise Solutions

	/s/ Chris Parkinson	03/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Vuzix (VUZI) report for Christopher Iain Parkinson?

Vuzix reported that executive Christopher Iain Parkinson sold 11,663 shares of common stock in an open-market transaction. The sale was executed at an average price of $2.6895 per share and was disclosed on a Form 4 insider trading report.

Why did Christopher Iain Parkinson sell Vuzix (VUZI) shares in this Form 4 filing?

The filing states that the shares were sold to cover the reporting person’s tax liability. This indicates the transaction was primarily tax-related rather than a discretionary portfolio decision, based on the explanatory footnote included with the Form 4.

How many Vuzix (VUZI) shares did Christopher Iain Parkinson sell and at what price?

Christopher Iain Parkinson sold 11,663 shares of Vuzix common stock. The reported average sale price was $2.6895 per share, reflecting an open-market or private transaction as indicated by transaction code “S” in the Form 4 filing.

How many Vuzix (VUZI) shares does Christopher Iain Parkinson own after this transaction?

After the sale, Christopher Iain Parkinson directly owned 131,130 shares of Vuzix common stock. This post-transaction holding figure is reported in the Form 4 as the total number of shares beneficially owned following the tax-related sale.

Was the Vuzix (VUZI) insider transaction a buy or a sell?

The transaction was a sale of shares. The Form 4 lists transaction code “S” for sale and describes it as an open-market sale, with 11,663 Vuzix common shares sold primarily to satisfy the reporting person’s tax obligations.

What does transaction code “S” mean in the Vuzix (VUZI) Form 4 filing?

Transaction code “S” in the Form 4 indicates a sale of securities, either in the open market or a private transaction. In this case, it refers to the sale of 11,663 Vuzix common shares at an average price of $2.6895 per share.