WAFD: 2,105 Ryan Mauer shares delivered or withheld

The post-transaction holdings include 63,923 Supplemental Executive Retirement Plan stock units, alongside an option covering 618 shares.

Available on EDGAR 11/03/2026 - 07:40 PM EST Accepted by SEC EDGAR 11/03/2026 - 07:40 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

WAFD Inc. EVP & Chief Credit Officer Ryan Mauer had 2,105 shares delivered or withheld for payment of exercise price or tax liability on October 31, 2026; the transaction row reports $29.35 per share. No Rule 10b5-1 plan is reported. His direct position following the transaction was 126,646 shares, including 63,923 stock units awarded pursuant to a Supplemental Executive Retirement Plan and shares acquired in dividend reinvestment transactions. He also reported a non-qualified stock option covering 618 shares, with an exercise price of $28.16 and an expiration date of October 31, 2028.

Insider Trade Summary

Exercise Price or Tax Liability: 2,105 shares

Exercise Price or Tax Liability 1 txn

Insider Mauer Ryan

Role EVP & Chief Credit Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock F1, F2	2,105	$29.35	$62K
Holding	Non-Qualified Stock Option (right to buy)	--	--	--

Holdings After Transaction: Common Stock — 126,646 shares (Direct); Non-Qualified Stock Option (right to buy) — 618 contracts (Direct)

Holdings Before and After: Common Stock, 128,751 to 126,646 shares (Direct)

Footnotes (2)

1. F1. Includes 63,923 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
2. F2. Holdings include shares acquired in dividend reinvestment transactions.

Key Figures

Shares delivered or withheld: 2,105 shares Reported per-share price: $29.35 per share Direct shares following transaction: 126,646 shares +4 more

7 metrics

Shares delivered or withheld 2,105 shares October 31, 2026

Reported per-share price $29.35 per share October 31, 2026 transaction

Direct shares following transaction 126,646 shares Includes stock units and shares acquired in dividend reinvestment transactions

Supplemental Executive Retirement Plan stock units 63,923 stock units Included in reported holdings

Non-qualified stock option underlying shares 618 shares Reported option position

Option exercise price $28.16 per share Non-qualified stock option

Option expiration date October 31, 2028 Non-qualified stock option

Key Terms

Supplemental Executive Retirement Plan, Non-Qualified Stock Option, dividend reinvestment transactions

3 terms

Supplemental Executive Retirement Plan financial

"stock units awarded pursuant to a Supplemental Executive Retirement Plan"

Non-Qualified Stock Option financial

"Non-Qualified Stock Option (right to buy)"

A non-qualified stock option (NSO) is a contract that lets an employee or service provider buy company shares at a fixed price for a set period, like a voucher to purchase stock later at today’s price. It matters to investors because exercising NSOs creates ordinary income for the holder and can increase share count, affecting a company’s earnings and ownership mix; think of it as a future sale that can dilute existing shareholders and has immediate tax consequences for the recipient.

dividend reinvestment transactions financial

"shares acquired in dividend reinvestment transactions"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WAFD shares did Ryan Mauer have delivered or withheld?

On October 31, 2026, 2,105 shares were reported as delivered or withheld for payment of exercise price or tax liability. The transaction row reports $29.35 per share, and no Rule 10b5-1 plan is reported.

What were Ryan Mauer’s WAFD holdings after the transaction?

His reported direct position following the transaction was 126,646 shares. The holdings include 63,923 stock units awarded pursuant to a Supplemental Executive Retirement Plan and shares acquired in dividend reinvestment transactions.

What WAFD stock option did Ryan Mauer report?

He reported a non-qualified stock option covering 618 shares, with an exercise price of $28.16 and an expiration date of October 31, 2028.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mauer Ryan

(Last) (First) (Middle)

425 PIKE STREET

(Street)

SEATTLE WASHINGTON 98101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WAFD INC [ WAFD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Credit Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/31/2026		F		2,105	D	$29.35	126,646(1)(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (right to buy)	$28.16							10/31/2018	10/31/2028	Common Stock	618		618	D

Explanation of Responses:

1. Includes 63,923 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.

2. Holdings include shares acquired in dividend reinvestment transactions.

Remarks:

	Kelli Holz, Attorney-in-fact	11/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)