WDI files Form 3 for CCO/Subadviser Stout Kim

Accepted by SEC EDGAR 04/07/2026 - 02:04 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Western Asset Diversified Income Fund (WDI) filed an initial insider ownership report on Form 3 for Stout Kim, identified as "CCO/Subadviser." The filing does not list any transactions, exercises, gifts, or tax withholdings, and shows no reported holdings or derivative positions in this excerpt.

Key Terms

Form 3, reporting person, CCO/Subadviser

3 terms

Form 3 regulatory

"filed an initial insider ownership report on Form 3 for Stout Kim"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"lists Stout Kim as a reporting person with the role "CCO/Subadviser""

CCO/Subadviser financial

"Stout Kim is identified as "CCO/Subadviser" for Western Asset Diversified Income Fund"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the WDI Form 3 filing for Stout Kim show?

The Form 3 for Western Asset Diversified Income Fund (WDI) lists Stout Kim as a reporting person with the role "CCO/Subadviser." The excerpt shows no reported transactions, holdings, or derivative positions, serving as an initial ownership disclosure record.

Were any WDI shares bought or sold in this Stout Kim Form 3?

No. The transaction summary in this Form 3 excerpt for Western Asset Diversified Income Fund (WDI) shows zero buys, zero sells, and zero exercises or gifts, indicating no reported trading activity associated with this filing.

Does the WDI Form 3 for Stout Kim report any share holdings?

The excerpted Form 3 data for Western Asset Diversified Income Fund (WDI) shows "holdingEntries" as zero and no derivative positions listed, indicating no specific share or option holdings are reported for Stout Kim in this dataset.

What is Stout Kim’s role in relation to Western Asset Diversified Income Fund (WDI)?

In the Form 3 data, Stout Kim is identified as "CCO/Subadviser" for Western Asset Diversified Income Fund (WDI). The person is not flagged as a director, officer, or ten-percent owner, but is still a reporting person under insider disclosure rules.

Does the WDI Form 3 mention any Rule 10b5-1 trading plans for Stout Kim?

The provided Form 3 excerpt for Western Asset Diversified Income Fund (WDI) includes an empty footnote field for Stout Kim and shows no references to Rule 10b5-1 trading plans or other pre-arranged trading arrangements.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Stout Kim

(Last) (First) (Middle)

WESTERN ASSET MANAGEMENT COMPANY, LLC

ONE MADISON AVENUE

(Street)

NEW YORK NEW YORK 10010

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
12/01/2025

3. Issuer Name and Ticker or Trading Symbol
Western Asset Diversified Income Fund (WDI) [ WDI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			CCO/Subadviser

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	/s/Marc A. De Oliveira by Power of Attorney for Kim Stout	04/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)