STOCK TITAN

Wendy's Co (WEN) CIO converts 1,191 RSUs, withholds 344 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Wendy's Co reported insider equity activity by Chief Information Officer Matthew P. Spessard. On August 5, 2026, he exercised 1,191 restricted stock units (including 143 dividend equivalent units) into common shares. In connection, 344 shares were delivered or withheld at $7.99 per share for payment of exercise price or tax liability. The restricted stock units, granted on August 5, 2024, vest in three equal annual installments and carry dividend equivalent and tax withholding rights, and 64,040 restricted stock units were reported as held directly after the derivative transaction.

Positive

  • None.

Negative

  • None.
Insider Spessard Matthew P
Role Chief Information Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F1, F3, F4 1,191 $0.00 $0.00
Exercise Common Stock F1 1,191 $0.00 $0.00
Exercise Price or Tax Liability Common Stock 344 $7.99 $3K
Holdings After Transaction: Restricted Stock Units — 64,040 shares (Direct); Common Stock — 12,595 shares (Direct)
Footnotes (4)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
  2. F2. With tandem dividend equivalent rights and tax withholding rights.
  3. F3. Includes 143 dividend equivalent units that had accrued on the restricted stock units.
  4. F4. The restricted stock units were granted on August 5, 2024 and vest in three equal installments on the first, second and third anniversaries of the grant date, subject to Mr. Spessard's continued employment with the Company on the applicable vesting date. The first and second installments (including the related dividend equivalent units) vested on August 5, 2025 and 2026, respectively.
Restricted stock units converted 1,191 units RSUs converted into common stock on August 5, 2026
Dividend equivalent units included 143 units Portion of the 1,191 restricted stock units converted
Shares delivered/withheld 344 shares Shares delivered or withheld for payment of exercise price or tax liability
Price per share for delivered/withheld shares $7.99 per share Per-share value applied to the 344 shares delivered or withheld
Restricted stock units held after transaction 64,040 units Direct RSU holdings reported following the derivative transaction
Vesting installments 3 installments RSUs vest in three equal installments on anniversaries of the August 5, 2024 grant
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent units financial
"Includes 143 dividend equivalent units that had accrued on the restricted stock units"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
tandem dividend equivalent rights financial
"With tandem dividend equivalent rights and tax withholding rights"
tax withholding rights financial
"With tandem dividend equivalent rights and tax withholding rights"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Wendy's Co (WEN) report for Matthew P. Spessard?

Wendy's Co reported that CIO Matthew P. Spessard converted 1,191 restricted stock units into common shares on August 5, 2026. In the same transaction sequence, 344 shares were delivered or withheld at $7.99 per share for payment of exercise price or tax liability.

How many restricted stock units did WEN's CIO convert into Wendy's common stock?

Matthew P. Spessard converted 1,191 restricted stock units into Wendy's common stock. This amount includes 143 dividend equivalent units that had accrued on the restricted stock units, with each unit representing a contingent right to receive one share of common stock.

How many shares were delivered or withheld, and at what price, in the WEN insider transaction?

In connection with the conversion, 344 shares of Wendy's common stock were delivered or withheld at $7.99 per share. These shares were used for payment of the exercise price or applicable tax liability related to the restricted stock unit conversion.

What are Matthew P. Spessard's reported restricted stock unit holdings after this WEN transaction?

After the reported derivative transaction, Matthew P. Spessard directly held 64,040 restricted stock units. These units are separate from the common shares acquired and continue to represent contingent rights to receive Wendy's common stock, subject to applicable vesting and employment conditions.

What is the vesting schedule for the restricted stock units reported by Wendy's Co (WEN)?

The restricted stock units were granted on August 5, 2024 and vest in three equal installments on the first, second, and third anniversaries of the grant date. The first and second installments, including related dividend equivalent units, vested on August 5, 2025 and August 5, 2026, respectively.

Were the Wendy's Co (WEN) insider transactions made under a Rule 10b5-1 trading plan?

No. The filing indicates that these insider transactions were not reported as being made under a Rule 10b5-1 trading plan. The document-level checkbox affirming Rule 10b5-1 plan status was explicitly left unchecked for these reported transactions.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Spessard Matthew P

(Last)(First)(Middle)
C/O THE WENDY'S COMPANY
ONE DAVE THOMAS BLVD.

(Street)
DUBIN OHIO 43017

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Wendy's Co [ WEN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Information Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/05/2026M1,191A$0(1)12,939D
Common Stock08/05/2026F344D$7.9912,595D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)(1)08/05/2026M1,191(3) (4) (4)Common Stock1,191$064,040D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
2. With tandem dividend equivalent rights and tax withholding rights.
3. Includes 143 dividend equivalent units that had accrued on the restricted stock units.
4. The restricted stock units were granted on August 5, 2024 and vest in three equal installments on the first, second and third anniversaries of the grant date, subject to Mr. Spessard's continued employment with the Company on the applicable vesting date. The first and second installments (including the related dividend equivalent units) vested on August 5, 2025 and 2026, respectively.
/s/ Mark L. Johnson, Attorney-in-Fact08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)