STOCK TITAN

Workiva (WK) EVP Brandon Ziegler delivers 4,531 shares for RSU tax withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Workiva Inc. executive Brandon Ziegler, EVP, CLO, CAO & Corporate Secretary, reported an automatic share withholding related to equity compensation. On 02/03/2026, 4,531 shares of Class A common stock were delivered to Workiva at $72 per share to cover withholding taxes due upon vesting of previously granted restricted stock units.

After this tax-withholding transaction, Ziegler beneficially owned 124,273 shares of Workiva Class A common stock in direct ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ziegler Brandon

(Last) (First) (Middle)
2900 UNIVERSITY BLVD.

(Street)
AMES IA 50010

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CLO, CAO & Corp Secretary
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/03/2026 F(1) 4,531 D $72 124,273 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
Remarks:
/s/ Brandon E. Ziegler 02/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Workiva (WK) report for Brandon Ziegler?

Workiva reported that executive Brandon Ziegler delivered 4,531 shares of Class A common stock to the company. These shares were used to pay withholding taxes due upon the vesting of previously granted restricted stock units, rather than an open-market discretionary sale.

Was the Workiva (WK) insider transaction an open-market sale of shares?

No, the transaction was not an open-market sale. The 4,531 shares were delivered back to Workiva to satisfy withholding taxes triggered by the vesting of restricted stock units, making this a tax-related administrative transaction rather than a voluntary sale for cash proceeds.

How many Workiva (WK) shares does Brandon Ziegler own after this Form 4?

Following the reported transaction, Brandon Ziegler beneficially owns 124,273 shares of Workiva Class A common stock. This figure reflects his direct holdings after 4,531 shares were withheld and delivered to the company to cover tax obligations on vested restricted stock units.

What was the price used for the Workiva (WK) tax-withholding share delivery?

The 4,531 Workiva Class A shares were valued at $72.00 per share for the withholding transaction. This price is used solely for calculating the tax withholding amount tied to the restricted stock unit vesting, not as a market trade execution price.

What role does the reporting person hold at Workiva (WK)?

The reporting person, Brandon Ziegler, serves as Workiva’s Executive Vice President, Chief Legal Officer, Chief Accounting Officer, and Corporate Secretary. His Form 4 filing reflects equity compensation-related activity consistent with his senior executive position at the company.

Why were Workiva (WK) shares delivered to the issuer in this Form 4?

The shares were delivered to Workiva to pay withholding taxes due when restricted stock units vested. Instead of paying cash, a portion of the vested shares, totaling 4,531, was withheld and returned to the company to satisfy the tax obligation.
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