Workiva SVP covers taxes with 650 share transfer

Workiva Inc. insider Junko Swain, SVP and Chief Accounting Officer, reported a small share disposition related to taxes.

Accepted by SEC EDGAR 02/04/2026 - 04:36 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Workiva Inc. insider Junko Swain, SVP and Chief Accounting Officer, reported a small share disposition related to taxes. On 02/03/2026, Swain transferred 650 shares of Workiva Class A common stock at $72 per share. According to the footnote, these shares were delivered back to Workiva to pay withholding taxes due when previously granted restricted stock units vested. After this tax-related transaction, Swain directly owned 30,437 shares of Workiva Class A common stock.

Insider Trade Summary

Exercise Price or Tax Liability: 650 shares

Exercise Price or Tax Liability 1 txn

Insider Swain Junko

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	650	$72.00	$47K

Holdings After Transaction: Class A Common Stock — 30,437 shares (Direct)

Footnotes (1)

1. F1. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

FAQ

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What insider transaction did Workiva (WK) executive Junko Swain report?

Junko Swain reported a disposition of 650 shares of Workiva Class A common stock. The shares were delivered to Workiva to cover withholding taxes due upon the vesting of previously granted restricted stock units.

How many Workiva (WK) shares did Junko Swain use to cover taxes?

Junko Swain used 650 shares of Workiva Class A common stock to cover tax withholding. The shares were delivered to the issuer in connection with the vesting of restricted stock units granted earlier as part of her compensation.

At what price were Junko Swain’s Workiva (WK) shares reported in the Form 4?

The 650 Workiva Class A shares were reported at $72 per share. This price is used for reporting the value of shares delivered to the issuer to satisfy withholding taxes on vested restricted stock units.

How many Workiva (WK) shares does Junko Swain own after this Form 4 transaction?

After the tax-related share delivery, Junko Swain directly owns 30,437 shares of Workiva Class A common stock. This amount reflects her beneficial ownership following the 650-share disposition reported in the filing.

What is the purpose of the share disposition reported by Junko Swain at Workiva (WK)?

The 650-share disposition was to pay withholding taxes on vested restricted stock units. Instead of paying cash, Swain delivered shares back to Workiva, a common method for satisfying tax obligations on equity awards.

What is Junko Swain’s role at Workiva (WK) mentioned in the Form 4 filing?

Junko Swain serves as Senior Vice President and Chief Accounting Officer at Workiva. Her position is disclosed in the Form 4, which reports her beneficial ownership and insider equity transactions in Workiva’s Class A common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Swain Junko

(Last) (First) (Middle)

2900 UNIVERSITY BOULEVARD

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/03/2026		F(1)		650	D	$72	30,437	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Junko Swain	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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