Wealthfront officer plans sale of 4,574 shares

Available on EDGAR 09/17/2026 - 04:33 PM EDT Accepted by SEC EDGAR 09/17/2026 - 04:32 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wealthfront Corp (WLTH) reports that officer Lauren Lin has filed a notice under Rule 144 to sell 4,574 shares of Common Stock, with an aggregate market value of $46,517.58, through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ on September 17, 2026.

The shares to be sold were acquired from the issuer on September 15, 2026 as Restricted Stock Units. Lin also reports that, during the prior three months, 21,112 shares of Common Stock were sold for $223,844.20.

Key Figures

Planned shares to be sold: 4,574 shares Aggregate market value of planned sale: $46,517.58 Shares sold in past three months: 21,112 shares +3 more

6 metrics

Planned shares to be sold 4,574 shares Common Stock under Rule 144 notice by Lauren Lin

Aggregate market value of planned sale $46,517.58 Value of 4,574 WLTH shares listed in the Form 144

Shares sold in past three months 21,112 shares Sale on September 16, 2026 reported for Lauren Lin

Proceeds from past three-month sale $223,844.20 Total consideration for 21,112 shares sold on September 16, 2026

Acquisition date of RSUs September 15, 2026 Date the Restricted Stock Units were acquired from the issuer

Planned sale date September 17, 2026 Date of proposed NASDAQ sale for the 4,574 shares

Key Terms

Rule 144, Restricted Stock Units, Federal Criminal Violations

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 09/15/2026 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Federal Criminal Violations regulatory

"Intentional misstatements or omission of facts constitute Federal Criminal Violations"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for WLTH?

It discloses that officer Lauren Lin filed a Rule 144 notice to sell 4,574 shares of Wealthfront Corp Common Stock, valued at $46,517.58, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ on September 17, 2026.

How many WLTH shares is Lauren Lin planning to sell under this notice?

Lauren Lin is planning to sell 4,574 shares of Wealthfront Corp Common Stock. The filing lists an aggregate market value of $46,517.58 for these shares, with sales expected to occur on September 17, 2026 through a broker on NASDAQ.

How were the WLTH shares to be sold by Lauren Lin acquired?

The shares were acquired on September 15, 2026 as Restricted Stock Units from Wealthfront Corp. The Form 144 indicates the acquisition nature as Restricted Stock Units and the acquisition source as the Issuer.

What WLTH sales has Lauren Lin made in the past three months?

The filing reports that during the past three months, on September 16, 2026, Lauren Lin sold 21,112 shares of Wealthfront Corp Common Stock for total proceeds of $223,844.20.

Which broker is handling the planned WLTH stock sale for Lauren Lin?

The planned sale of 4,574 WLTH shares is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004, as stated in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002082674
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Wealthfront Corporation
SEC File Number	001-42987
Address of Issuer	261 Hamilton Avenue Palo Alto CALIFORNIA 94301
Phone	8449958437
Name of Person for Whose Account the Securities are To Be Sold	LAUREN LIN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4574	46517.58	156176440	09/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2026	Restricted Stock Units	Issuer			4574	09/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LAUREN LIN 261 Hamilton Avenue Palo Alto CA 94301	Common	09/16/2026	21112	223844.20

144: Remarks and Signature

Remarks
Date of Notice	09/17/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	03/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Lauren Lin
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)