Wealthfront CLO Lauren Lin sells 4,574 shares

Wealthfront Corp’s CLO and CCO reported a small Rule 10b5-1–planned sale of common stock, retaining a substantial direct stake.

Available on EDGAR 09/18/2026 - 04:22 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Wealthfront Corp (WLTH) reported that officer Lauren Lin, who serves as CLO, CCO and Secretary, sold 4,574 shares of common stock on September 17, 2026 at an average price of $10.1037 per share. After this sale, she held 171,816 shares directly, under a Rule 10b5-1 trading plan adopted on January 14, 2026.

Insider Trade Summary 10b5-1

Net Seller: 4,574 shares

Net Sell 1 txn

Insider Lin Lauren

Role CLO, CCO and Secretary

Sold 4,574 shs ($46K)

Share of Position Sold 2.6%

Type	Security	Shares	Price	Value
Sale	Common Stock F1	4,574	$10.1037	$46K

Holdings After Transaction: Common Stock — 171,816 shares (Direct)

Holdings Before and After: Common Stock, 176,390 to 171,816 shares (Direct)

Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

Key Figures

Shares sold: 4,574 shares Sale price: $10.1037 per share Shares held after transaction: 171,816 shares +2 more

5 metrics

Shares sold 4,574 shares Common stock sale reported for September 17, 2026

Sale price $10.1037 per share Average price for the 4,574-share sale on September 17, 2026

Shares held after transaction 171,816 shares Direct holdings of Lauren Lin after the September 17, 2026 sale

Net shares sold in filing 4,574 shares Total net disposition of common stock reported in this Form 4

Rule 10b5-1 plan adoption date January 14, 2026 Date the trading plan governing this sale was adopted

Key Terms

Rule 10b5-1 trading plan, reporting person, common stock

3 terms

Rule 10b5-1 trading plan regulatory

"This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

reporting person regulatory

"This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"

common stock financial

"Common Stock"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did WLTH report for Lauren Lin?

Lauren Lin reported a sale of 4,574 shares of Wealthfront Corp common stock on September 17, 2026 at an average price of $10.1037 per share, and she continued to hold 171,816 shares directly afterward.

What is Lauren Lin’s role at Wealthfront Corp (WLTH)?

Lauren Lin is an officer of Wealthfront Corp, serving as Chief Legal Officer, Chief Compliance Officer and Secretary, according to the ownership report.

How many WLTH shares does Lauren Lin hold after the reported sale?

After the September 17, 2026 transaction, Lauren Lin directly held 171,816 shares of Wealthfront Corp common stock, as reported in the filing.

At what price were the WLTH shares sold in this Form 4 filing?

The reported sale of Wealthfront Corp common stock was executed at an average price of $10.1037 per share on September 17, 2026.

Was the WLTH insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing states that the transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

How many WLTH shares in total did Lauren Lin sell in this Form 4?

In this ownership report, Lauren Lin is shown selling 4,574 shares of Wealthfront Corp common stock, with no purchases or derivative transactions reported for the same date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lin Lauren

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO, CCO and Secretary

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2026		S(1)		4,574	D	$10.1037	171,816	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.

	/s/ Lauren Lin	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)