Wealthfront CFO sells 76,540 shares at $10.1034

Wealthfront Corp’s CFO and Treasurer sold shares under a pre-arranged Rule 10b5-1 trading plan and continues to hold a significant direct stake.

Available on EDGAR 09/18/2026 - 04:18 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:18 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) reports that its Chief Financial Officer and Treasurer, Alan Imberman, sold 76,540 shares of Common Stock on September 17, 2026, at a price of $10.1034 per share in an open market or private transaction. Following this sale, he held 396,970 shares directly. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted on June 12, 2026, indicating it was pre-arranged.

Insider Trade Summary 10b5-1

Net Seller: 76,540 shares

Net Sell 1 txn

Insider Imberman Alan

Role CFO and Treasurer

Sold 76,540 shs ($773K)

Share of Position Sold 16.2%

Type	Security	Shares	Price	Value
Sale	Common Stock F1	76,540	$10.1034	$773K

Holdings After Transaction: Common Stock — 396,970 shares (Direct)

Holdings Before and After: Common Stock, 473,510 to 396,970 shares (Direct)

Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2026.

Key Figures

Shares sold: 76,540 shares of Common Stock Sale price per share: $10.1034 per share Shares held after transaction: 396,970 shares +1 more

4 metrics

Shares sold 76,540 shares of Common Stock Sale by CFO and Treasurer on September 17, 2026

Sale price per share $10.1034 per share Price for the 76,540 Wealthfront Corp shares sold

Shares held after transaction 396,970 shares Direct holdings of CFO and Treasurer after the September 17, 2026 sale

Rule 10b5-1 plan adoption date June 12, 2026 Adoption date of the trading plan used for the reported sale

Key Terms

Rule 10b5-1 trading plan, open market or private transaction

2 terms

Rule 10b5-1 trading plan regulatory

"This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2026."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction financial

"Sale in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Wealthfront Corp (WLTH) disclose for its CFO?

Wealthfront Corp disclosed that CFO and Treasurer Alan Imberman sold 76,540 shares of Common Stock on September 17, 2026 in an open market or private transaction at $10.1034 per share.

How many WLTH shares does the CFO hold after this reported sale?

After the reported sale, CFO and Treasurer Alan Imberman held 396,970 shares of Wealthfront Corp Common Stock directly.

Was the WLTH CFO’s share sale made under a Rule 10b5-1 plan?

Yes. The filing states the sale was executed pursuant to a Rule 10b5-1 trading plan adopted by Alan Imberman on June 12, 2026, indicating the trades were pre-arranged.

What was the sale price for the WLTH shares sold by the CFO?

The CFO and Treasurer of Wealthfront Corp sold the 76,540 shares at a price of $10.1034 per share in the reported transaction.

What type of security did the WLTH insider transaction involve?

The insider transaction involved Wealthfront Corp Common Stock, with 76,540 shares sold and 396,970 shares remaining held directly by the CFO after the sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Imberman Alan

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2026		S(1)		76,540	D	$10.1034	396,970	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 12, 2026.

	/s/ Lauren Lin, as Attorney-in-Fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)