Wealthfront CEO Fortunato sells 100K WLTH shares

Available on EDGAR 09/18/2026 - 04:17 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:16 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) director and CEO David Fortunato reported selling a total of 100,000 shares of Common Stock on September 17, 2026, in sales described as open market or private transactions at $10.1438 per share, pursuant to a Rule 10b5-1 trading plan adopted on June 17, 2026.

One sale of 50,000 shares was from his direct holdings, leaving 1,938,525 shares held directly. A separate sale of 50,000 shares came from shares directly held by his spouse, leaving 281,807 shares held by the spouse and reported as indirectly owned.

Insider Trade Summary 10b5-1

Net Seller: 100,000 shares

Net Sell 2 txns

Insider Fortunato David

Role CEO and President

Sold 100,000 shs ($1.01M)

Share of Position Sold 4.3%

Type	Security	Shares	Price	Value
Sale	Common Stock F1	50,000	$10.1438	$507K
Sale	Common Stock F1, F2	50,000	$10.1438	$507K

Holdings After Transaction: Common Stock — 1,938,525 shares (Direct); Common Stock — 281,807 shares (Indirect, By Spouse)

Holdings Before and After: Common Stock, 1,988,525 to 1,938,525 shares (Direct); Common Stock, 331,807 to 281,807 shares (Indirect, By Spouse)

Other Insiders: 6 other insiders reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (2)

1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and his spouse on June 17, 2026.
2. F2. The reported securities are directly held by the reporting person's spouse.

Key Figures

Total shares sold: 100,000 shares Direct sale: 50,000 shares Spouse-related sale: 50,000 shares +4 more

7 metrics

Total shares sold 100,000 shares Common Stock sales reported for September 17, 2026

Direct sale 50,000 shares Common Stock sold from David Fortunato’s direct holdings on September 17, 2026

Spouse-related sale 50,000 shares Common Stock sold from shares directly held by the reporting person’s spouse on September 17, 2026

Sale price per share $10.1438 per share Price for each of the reported Common Stock sales on September 17, 2026

Direct holdings after transaction 1,938,525 shares Common Stock held directly by David Fortunato following his reported sale

Spouse holdings after transaction 281,807 shares Common Stock directly held by the reporting person’s spouse and reported as indirectly owned after the sale

Rule 10b5-1 plan adoption date June 17, 2026 Date the Rule 10b5-1 trading plan covering these transactions was adopted

Key Terms

Rule 10b5-1 trading plan, open market or private transaction, indirectly owned

3 terms

Rule 10b5-1 trading plan regulatory

"This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open market or private transaction financial

"Sale in open market or private transaction"

indirectly owned financial

"The reported securities are directly held by the reporting person’s spouse"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WEALTHFRONT CORP (WLTH) shares did CEO David Fortunato sell?

David Fortunato reported selling a total of 100,000 shares of WEALTHFRONT CORP Common Stock on September 17, 2026, consisting of two separate sales of 50,000 shares each.

At what price were the WLTH shares sold in this Form 4 filing?

Both reported sales of WEALTHFRONT CORP (WLTH) Common Stock were executed at $10.1438 per share on September 17, 2026, described as sales in open market or private transactions.

How many WEALTHFRONT CORP (WLTH) shares does David Fortunato hold after the transactions?

After the reported sale from his own account, David Fortunato holds 1,938,525 shares of WEALTHFRONT CORP Common Stock directly as of September 17, 2026.

What WEALTHFRONT CORP (WLTH) holdings are reported for David Fortunato’s spouse?

Following the reported spouse transaction, 281,807 shares of WEALTHFRONT CORP Common Stock are directly held by David Fortunato’s spouse and reported as indirectly owned by him.

Were the September 17, 2026 WLTH stock sales made under a Rule 10b5-1 plan?

Yes. The filing states that the transactions were executed pursuant to a Rule 10b5-1 trading plan adopted by David Fortunato and his spouse on June 17, 2026.

What is the role of David Fortunato at WEALTHFRONT CORP (WLTH)?

David Fortunato is reported as a director and as the CEO and President of WEALTHFRONT CORP, and he is the reporting person on this Form 4 filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fortunato David

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/17/2026		S(1)		50,000	D	$10.1438	1,938,525	D
Common Stock	09/17/2026		S(1)		50,000	D	$10.1438	281,807	I	By Spouse(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and his spouse on June 17, 2026.

2. The reported securities are directly held by the reporting person's spouse.

	/s/ Lauren Lin, as Attorney-in-Fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)