How is the Wealthfront Corp (WLTH) IPO related to these restricted stock units?

The RSUs are subject to a performance-based vesting condition that will be satisfied in connection with Wealthfront Corp’s initial public offering , and time-vested portions will be settled in common stock in connection with the IPO.

[Form 3] WEALTHFRONT CORP Initial Statement of Beneficial Ownership

Q: What insider holdings were reported for Wealthfront Corp (WLTH)?

The filing reports that a director of Wealthfront Corp beneficially owns restricted stock units covering 34,014 shares of the company’s common stock, held directly.

Q: What are the vesting terms of the Wealthfront Corp (WLTH) restricted stock units?

The award vests as to 1/16 of the total RSUs quarterly on the fifteenth day of September, December, March, and June, subject to continued service, with the first tranche time-vested on September 15, 2025 .

Q: Do the Wealthfront Corp (WLTH) restricted stock units expire?

The filing states that these restricted stock units do not expire ; they either vest or are cancelled prior to the vesting date.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Wealthfront Corp has disclosed the initial beneficial ownership of a director in connection with the company’s common stock. The filing shows the director holds restricted stock units covering 34,014 shares of common stock, owned directly.

The RSU award is subject to both a performance-based vesting condition tied to the company’s initial public offering and a service-based vesting schedule. The award vests in 16 equal quarterly installments on the fifteenth day of September, December, March, and June, with the first portion time-vesting on September 15, 2025. Time-vested portions will be settled in shares of common stock in connection with the IPO, and each unit represents a contingent right to receive one share.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider WILSON L MICHELLE

Role Director

Type	Security	Shares	Price	Value
holding	Restricted Stock Units	--	--	--

Holdings After Transaction: Restricted Stock Units — 34,014 shares (Direct)

Footnotes (1)

The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on September 15, 2025. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

Understanding Insider Trading Forms →

12/11/2025 - 09:05 PM

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

WILSON L MICHELLE

(Last)

(First)

(Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO

94301

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2025

3. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽¹⁾	⁽²⁾	Common Stock	34,014	⁽³⁾	D

Explanation of Responses:

1. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on September 15, 2025. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

2. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date

3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

	/s/ Lauren Lin, as Attorney-in-Fact	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider holdings were reported for Wealthfront Corp (WLTH)?

The filing reports that a director of Wealthfront Corp beneficially owns restricted stock units covering 34,014 shares of the company’s common stock, held directly.

What are the vesting terms of the Wealthfront Corp (WLTH) restricted stock units?

The award vests as to 1/16 of the total RSUs quarterly on the fifteenth day of September, December, March, and June, subject to continued service, with the first tranche time-vested on September 15, 2025.

Do the Wealthfront Corp (WLTH) restricted stock units expire?

The filing states that these restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

What does each Wealthfront Corp (WLTH) restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one share of Wealthfront Corp’s common stock upon settlement.