STOCK TITAN

WEALTHFRONT (WLTH) director and 10% owner receives 19,446 RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RACHLEFF ANDREW S reported acquisition or exercise transactions in this Form 4 filing.

WEALTHFRONT CORP director and 10% owner Andrew S. Rachleff received a grant of 19,446 restricted stock units (RSUs). Each RSU represents the right to receive one share of WEALTHFRONT common stock upon settlement at no purchase price.

The award vests in full on the earlier of the next annual stockholder meeting or the first anniversary of the June 23, 2026 grant date, provided he remains in continuous service. If the vesting condition is not met, the RSUs are cancelled rather than expiring on a fixed date. Following this grant, his reported RSU holdings from this award total 19,446 units.

Positive

  • None.

Negative

  • None.
Insider RACHLEFF ANDREW S
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 19,446 $0.00 --
Holdings After Transaction: Restricted Stock Units — 19,446 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date, in each case subject to the reporting person's continuous service through such date. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
RSU grant size 19,446 units Restricted stock units granted on June 23, 2026
RSU exercise price $0.00 per unit Price per RSU for this grant
Underlying common shares 19,446 shares Common stock underlying the RSUs
Post-grant RSU holdings from award 19,446 units Total RSUs from this grant following transaction
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of the Issuer's Common Stock"
vest financial
"The entire award shall vest on the earlier to occur of the next annual meeting"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service financial
"subject to the reporting person's continuous service through such date"
cancelled prior to the vesting date financial
"These restricted stock units do not expire; they either vest or are cancelled prior"
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RACHLEFF ANDREW S

(Last)(First)(Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CALIFORNIA 94301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/23/2026A19,446 (2) (3)Common Stock19,446$019,446D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
2. The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date, in each case subject to the reporting person's continuous service through such date.
3. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
/s/ Lauren Lin, as Attorney-in-Fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did WEALTHFRONT (WLTH) report for Andrew S. Rachleff?

WEALTHFRONT reported that director and 10% owner Andrew S. Rachleff received 19,446 restricted stock units as a compensation grant. The RSUs are derivative securities that will settle into common stock if vesting conditions are satisfied.

How many WEALTHFRONT (WLTH) restricted stock units were granted in this Form 4?

The Form 4 shows a grant of 19,446 restricted stock units to Andrew S. Rachleff. Each unit is a contingent right to receive one share of WEALTHFRONT common stock upon settlement, giving him 19,446 units from this award after the transaction.

What are the vesting terms of Andrew Rachleff’s WEALTHFRONT (WLTH) RSU grant?

The entire RSU award vests on the earlier of the next annual meeting of stockholders or the first anniversary of the grant date. Vesting requires Andrew Rachleff’s continuous service through that date; otherwise, the unvested units are cancelled.

Do the WEALTHFRONT (WLTH) restricted stock units reported in this Form 4 have an expiration date?

The restricted stock units do not have a traditional expiration date. According to the filing, they either vest on the specified schedule or are cancelled before that vesting date if conditions are not met, rather than expiring on a set calendar date.

What is the exercise or purchase price of the WEALTHFRONT (WLTH) RSUs granted?

The RSUs were granted with a price of $0.00 per unit. This reflects that restricted stock units are typically a form of equity compensation, providing shares upon vesting without the insider paying an exercise or purchase price at settlement.