STOCK TITAN

Director at Wealthfront (NASDAQ: WLTH) receives 19,446 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

GOLDMAN KENNETH A reported acquisition or exercise transactions in this Form 4 filing.

WEALTHFRONT CORP director Kenneth A. Goldman received a grant of 19,446 restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Wealthfront common stock upon settlement.

The award will fully vest on the earlier of the next annual stockholder meeting or the first anniversary of the grant date, as long as he remains in continuous service through that date. Following this grant, he holds 19,446 RSUs directly, which will either vest or be cancelled rather than expiring.

Positive

  • None.

Negative

  • None.
Insider GOLDMAN KENNETH A
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 19,446 $0.00 --
Holdings After Transaction: Restricted Stock Units — 19,446 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date, in each case subject to the reporting person's continuous service through such date. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
RSUs granted 19,446 units Restricted Stock Units awarded to Kenneth A. Goldman
Price per RSU $0.0000 per unit Grant price for restricted stock units
RSU holdings after grant 19,446 units Total RSUs held following this acquisition
Transaction date June 23, 2026 Date of RSU grant transaction
Transaction code A Grant, award, or other acquisition of derivative security
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement."
vest financial
"The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continuous service financial
"in each case subject to the reporting person's continuous service through such date."
cancelled prior to the vesting date financial
"These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOLDMAN KENNETH A

(Last)(First)(Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CALIFORNIA 94301

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/23/2026A19,446 (2) (3)Common Stock19,446$019,446D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
2. The entire award shall vest on the earlier to occur of: (i) the date of the next annual meeting of the Issuer's stockholders and (ii) the first anniversary of the grant date, in each case subject to the reporting person's continuous service through such date.
3. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
/s/ Lauren Lin, as Attorney-in-Fact06/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did WEALTHFRONT CORP (WLTH) report for Kenneth A. Goldman?

Kenneth A. Goldman received a grant of 19,446 restricted stock units (RSUs) of WEALTHFRONT CORP. These RSUs are a form of equity compensation that can convert into an equal number of common shares upon vesting, aligning director interests with shareholders.

How many WEALTHFRONT (WLTH) restricted stock units did Kenneth A. Goldman receive?

Kenneth A. Goldman was awarded 19,446 restricted stock units tied to WEALTHFRONT CORP common stock. After this grant, his reported holdings in these RSUs total 19,446 units, all subject to future vesting conditions described in the filing’s footnotes.

When do Kenneth A. Goldman’s WEALTHFRONT (WLTH) RSUs vest?

The 19,446 WEALTHFRONT RSUs granted to Kenneth A. Goldman will vest on the earlier of the next annual meeting of stockholders or the first anniversary of the grant date, provided he maintains continuous service through that vesting date.

What does each WEALTHFRONT (WLTH) restricted stock unit granted to Kenneth A. Goldman represent?

Each RSU granted to Kenneth A. Goldman represents a contingent right to receive one share of WEALTHFRONT common stock. The units convert into shares only upon settlement after vesting, offering stock-based compensation instead of immediate cash payments.

Do Kenneth A. Goldman’s WEALTHFRONT (WLTH) RSUs have an expiration date?

The filing states these WEALTHFRONT restricted stock units do not expire. Instead, they either vest according to the schedule tied to the annual meeting or grant anniversary, or they are cancelled before that vesting date if conditions are not met.

Is Kenneth A. Goldman’s WEALTHFRONT (WLTH) RSU grant an open-market stock purchase?

No. The transaction is described as a grant or award acquisition of 19,446 restricted stock units, not an open-market stock purchase. It is compensation-related equity rather than a discretionary buy of existing WEALTHFRONT shares in the market.