[Form 3] WEALTHFRONT CORP Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Wealthfront Corp’s CFO and Treasurer has reported their beneficial ownership of company equity. They directly hold 79,411 shares of common stock, plus multiple stock options covering 15,000, 61,000, 160,000, 125,000, 125,000, 13,794 and 534,585 shares at exercise prices between $1.16 and $2.91 per share. They also hold restricted stock unit awards for 95,785, 365,000, 378,000 and 284,200 units, each representing one share of common stock. These RSU awards vest on quarterly schedules and include performance-based conditions that are satisfied or will be satisfied in connection with Wealthfront Corp’s initial public offering.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Imberman Alan

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2025

3. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO and Treasurer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	79,411	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(1)	08/10/2026	Common Stock	15,000	$2.45	D
Stock Option (Right to Buy)	(2)	02/09/2027	Common Stock	61,000	$2.67	D
Stock Option (Right to Buy)	(3)	08/22/2028	Common Stock	160,000	$1.79	D
Stock Option (Right to Buy)	(4)	05/13/2029	Common Stock	125,000	$1.87	D
Stock Option (Right to Buy)	(5)	07/17/2029	Common Stock	125,000	$1.87	D
Stock Option (Right to Buy)	(6)	05/13/2030	Common Stock	13,794	$1.16	D
Stock Option (Right to Buy)	(7)	03/30/2031	Common Stock	534,585	$2.91	D
Restricted Stock Units	(8)	(9)	Common Stock	95,785	(10)	D
Restricted Stock Units	(11)	(9)	Common Stock	365,000	(10)	D
Restricted Stock Units	(12)	(9)	Common Stock	378,000	(10)	D
Restricted Stock Units	(13)	(9)	Common Stock	284,200	(10)	D

Explanation of Responses:

1. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2020.

2. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on January 1, 2021.

3. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2022.

4. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 14, 2023.

5. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on July 1, 2023.

6. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on May 14, 2024.

7. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on March 31, 2025.

8. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

9. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

10. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

11. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2024. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

12. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2025. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

13. The award was granted subject to a performance-based vesting condition which was satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vesting on March 15, 2026.

	/s/ Lauren Lin, as Attorney-in-Fact	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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