Wealthfront (WLTH) officer Lauren Lin discloses options and large RSU grants

Rhea-AI Filing Summary

Wealthfront Corp (WLTH) executive Lauren Lin, the company’s CLO, CCO and Secretary, filed a beneficial ownership report dated 12/11/2025. The filing shows stock options to purchase 59,132 shares of Common Stock at $1.16 expiring 05/13/2030 and 22,500 shares at $2.91 expiring 04/20/2031, all held directly. It also lists several restricted stock unit awards for Common Stock, including grants for 5,237, 19,445, 200,000, 150,000, 75,000 and 205,550 shares. These RSUs do not expire, each unit represents a right to receive one share, and many awards include performance-based vesting conditions tied to the company’s initial public offering along with quarterly service-based vesting schedules.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lin Lauren

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2025

3. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CLO, CCO and Secretary

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	(1)	05/13/2030	Common Stock	59,132	$1.16	D
Stock Option (Right to Buy)	(2)	04/20/2031	Common Stock	22,500	$2.91	D
Restricted Stock Units	(3)	(4)	Common Stock	5,237	(5)	D
Restricted Stock Units	(6)	(4)	Common Stock	19,445	(5)	D
Restricted Stock Units	(7)	(4)	Common Stock	1,500	(5)	D
Restricted Stock Units	(8)	(4)	Common Stock	200,000	(5)	D
Restricted Stock Units	(9)	(4)	Common Stock	150,000	(5)	D
Restricted Stock Units	(10)	(4)	Common Stock	75,000	(5)	D
Restricted Stock Units	(11)	(4)	Common Stock	205,550	(5)	D

Explanation of Responses:

1. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on February 24, 2024.

2. The option vested or vests as to 1/48 of the total award monthly, with the first tranche vested on October 2, 2022, and each subsequent tranche vesting on the monthly anniversary thereof, subject to the reporting person's continued service to the Issuer on each vesting date.

3. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the Issuer's initial public offering ("IPO"), as well as a service-based vesting schedule. The award vested as to 1/8 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. The award was fully time-vested as of December 15, 2024, and the entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

5. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

6. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on June 15, 2022. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

7. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO and a service-based vesting requirement which was deemed satisfied as of the grant date, November 22, 2022. The entire award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

8. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on March 15, 2023. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

9. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2023. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

10. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vested on December 15, 2024. Time-vested portions of the award will be settled for shares of the Issuer's Common Stock in connection with the IPO.

11. The award was granted subject to a performance-based vesting condition which shall be satisfied in connection with the IPO, as well as a service-based vesting schedule. The award shall vest as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche time-vesting on December 15, 2025.

	/s/ Lauren Lin	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

Who filed the insider ownership report for Wealthfront Corp (WLTH)?

The report was filed by Lauren Lin, who serves as Wealthfront Corp’s CLO, CCO and Secretary and is an officer of the company.

What stock options does Lauren Lin hold in Wealthfront Corp (WLTH)?

Lauren Lin holds stock options to buy 59,132 shares of Common Stock at $1.16 expiring on 05/13/2030 and 22,500 shares at $2.91 expiring on 04/20/2031, all directly owned.

What restricted stock units (RSUs) are reported for Lauren Lin at Wealthfront (WLTH)?

The filing lists multiple RSU awards for Wealthfront Common Stock, including grants for 5,237, 19,445, 200,000, 150,000, 75,000 and 205,550 shares, all held directly.

How do Lauren Lin’s restricted stock units in WLTH vest and settle?

Many RSU awards were granted with performance-based vesting that shall be satisfied in connection with Wealthfront’s IPO, plus service-based vesting on quarterly dates. Time-vested portions will be settled for shares of Common Stock in connection with the IPO.

Do the restricted stock units for Wealthfront (WLTH) expire?

According to the filing, these restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. Each RSU represents a contingent right to receive one share of Common Stock upon settlement.

What is the date of the event requiring this Wealthfront (WLTH) ownership statement?

The date of the event requiring this statement is listed as 12/11/2025.