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[Form 3] WEALTHFRONT CORP Initial Statement of Beneficial Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Wealthfront Corp insiders reported their initial beneficial ownership, highlighting significant indirect holdings tied to Tiger Global investment entities and Charles P. Coleman III. The filing shows indirect ownership of 3,972,747 shares of Wealthfront common stock, $0.0001 par value per share. It also lists Series G preferred stock convertible into 14,359,800 shares of common stock and Series G-1 preferred stock convertible into 3,829,242 shares of common stock, each convertible at any time at the holder’s election and with no expiration date. Both series will automatically convert into the same number of common shares upon the closing of Wealthfront’s initial public offering. The reporting persons mark their relationship to the issuer as director and expressly disclaim beneficial ownership beyond their pecuniary interest and state they do not form a “group” for Section 16 purposes.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
TIGER GLOBAL MANAGEMENT LLC

(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2025
3. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common stock, $0.0001 par value per share ("Common Stock") 3,972,747 I See footnotes(1)(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series G Preferred Stock (3) (3) Common Stock 14,359,800 (3) I See footnotes(1)(2)
Series G-1 Preferred Stock (4) (4) Common Stock 3,829,242 (4) I See footnotes(1)(2)
1. Name and Address of Reporting Person*
TIGER GLOBAL MANAGEMENT LLC

(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global Private Investment Partners X, L.P.

(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global PIP Performance X, L.P.

(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Tiger Global PIP Management X, Ltd.

(Last) (First) (Middle)
9 WEST 57TH STREET
35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Coleman Charles P III

(Last) (First) (Middle)
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR

(Street)
NEW YORK NY 10019

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. The securities of the Issuer are held by Tiger Global Private Investment Partners X, L.P. ("Tiger Global PIP X") and/or its related persons. Tiger Global PIP Performance X, L.P. ("Tiger Global PIP X GP") is the general partner of Tiger Global PIP X. Tiger Global PIP Management X, Ltd. is the general partner of Tiger Global PIP X GP. Tiger Global Management, LLC ("Tiger Global Management") serves as investment manager for Tiger Global PIP X. Tiger Global Management is controlled by Charles P. Coleman III.
2. Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, if any, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act, as amended.
3. The Series G Preferred Stock is convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and has no expiration date. The shares of Series G Preferred Stock will automatically convert into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.
4. The Series G-1 Preferred Stock is convertible at any time, at the holder's election into an equivalent number of shares of Common Stock, and has no expiration date. The shares of Series G-1 Preferred Stock will automatically convert into an equivalent number of shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering.
Tiger Global Private Investment Partners X, L.P., By: Tiger Global PIP Performance X, L.P., Its General Partner, Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer 12/11/2025
Tiger Global PIP Performance X, L.P., By: Tiger Global PIP Management X, Ltd., Its General Partner, By: /s/ Eric Lane / President & Chief Operating Officer 12/11/2025
Tiger Global PIP Management X, Ltd., By: /s/ Eric Lane / President & Chief Operating Officer 12/11/2025
Tiger Global Management, LLC, By: /s/ Eric Lane / President & Chief Operating Officer 12/11/2025
/s/ Charles P. Coleman III 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Wealthfront Corp.

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