Wealthfront Corp (WLTH) directors disclose common and preferred holdings
Rhea-AI Filing Summary
Wealthfront Corp directors and DAG Ventures–affiliated entities filed a Form 3 initial statement of beneficial ownership dated 12/11/2025. They report indirect ownership of 32,570 shares of Common Stock through DAG Ventures IV, L.P. and 308,232 shares of Common Stock through DAG Ventures IV-QP, L.P. The filing also lists holdings of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock, each convertible into Common Stock on a 1-for-1 basis with no expiration date, which will be converted into Common Stock upon the closing of the issuer's initial public offering. DAG Ventures Management IV, LLC and Messrs. John J. Cadeddu and R. Thomas Goodrich may be deemed to share voting and dispositive power over these securities, but each disclaims beneficial ownership except to the extent of its or his proportionate pecuniary interest.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Series C Preferred Stock | -- | -- | -- |
| holding | Series C Preferred Stock | -- | -- | -- |
| holding | Series C Preferred Stock | -- | -- | -- |
| holding | Series D Preferred Stock | -- | -- | -- |
| holding | Series D Preferred Stock | -- | -- | -- |
| holding | Series D Preferred Stock | -- | -- | -- |
| holding | Series E Preferred Stock | -- | -- | -- |
| holding | Series E Preferred Stock | -- | -- | -- |
| holding | Series F Preferred Stock | -- | -- | -- |
| holding | Series F Preferred Stock | -- | -- | -- |
| holding | Series G Preferred Stock | -- | -- | -- |
| holding | Series G Preferred Stock | -- | -- | -- |
| holding | Series G Preferred Stock | -- | -- | -- |
| holding | Series G-1 Preferred Stock | -- | -- | -- |
| holding | Series G-1 Preferred Stock | -- | -- | -- |
| holding | Series G-1 Preferred Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Footnotes (1)
- Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein. The Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock is convertible into Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock will be converted into shares of Common Stock of the Issuer. Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.
FAQ
What does the latest Form 3 for Wealthfront Corp (WLTH) report?
The Form 3 reports initial beneficial ownership of Wealthfront Corp securities by DAG Ventures IV, L.P., DAG Ventures IV-QP, L.P., DAG Ventures IV-A, LLC, DAG Ventures Management IV, LLC and their managers, mainly in the form of Common Stock and several series of Preferred Stock convertible into Common Stock.
Who are the reporting persons on the Wealthfront Corp (WLTH) Form 3?
The reporting persons are DAG Ventures IV, L.P., DAG Ventures IV-QP, L.P., DAG Ventures IV-A, LLC, DAG Ventures Management IV, LLC, and individuals John J. Cadeddu and R. Thomas Goodrich, each identified in the signature and explanatory sections.
What preferred stock holdings and conversion terms are disclosed for Wealthfront Corp (WLTH)?
The reporting persons hold Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock. Each series is convertible into Common Stock on a 1-for-1 basis, has no expiration date, and will be converted into Common Stock upon the closing of the issuer's initial public offering.
Do the managers disclaim beneficial ownership of the Wealthfront Corp (WLTH) securities?
Yes. DAG Ventures Management IV, LLC and Messrs. Cadeddu and Goodrich may be deemed to share voting and dispositive power over the DAG Ventures entities' securities, but each disclaims beneficial ownership except to the extent of its or his proportionate pecuniary interest.
What is the date of the event reported in this Wealthfront Corp (WLTH) Form 3?
The Form 3 lists the Date of Event Requiring Statement as 12/11/2025.