Wealthfront Corp (WLTH) directors disclose common and preferred holdings

Rhea-AI Filing Summary

Wealthfront Corp directors and DAG Ventures–affiliated entities filed a Form 3 initial statement of beneficial ownership dated 12/11/2025. They report indirect ownership of 32,570 shares of Common Stock through DAG Ventures IV, L.P. and 308,232 shares of Common Stock through DAG Ventures IV-QP, L.P. The filing also lists holdings of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock, each convertible into Common Stock on a 1-for-1 basis with no expiration date, which will be converted into Common Stock upon the closing of the issuer's initial public offering. DAG Ventures Management IV, LLC and Messrs. John J. Cadeddu and R. Thomas Goodrich may be deemed to share voting and dispositive power over these securities, but each disclaims beneficial ownership except to the extent of its or his proportionate pecuniary interest.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

DAG Ventures Management IV, LLC

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/11/2025

3. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	32,570	I	By DAG Ventures IV, L.P.(1)
Common Stock	308,232	I	By DAG Ventures IV-QP, L.P.(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series C Preferred Stock	(3)	(3)	Common Stock	430,596	(3)	I	By DAG Ventures IV, L.P.(1)
Series C Preferred Stock	(3)	(3)	Common Stock	4,074,426	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series C Preferred Stock	(3)	(3)	Common Stock	787,400	(3)	I	By DAG Ventures IV-A, LLC(4)
Series D Preferred Stock	(3)	(3)	Common Stock	462,842	(3)	I	By DAG Ventures IV, L.P.(1)
Series D Preferred Stock	(3)	(3)	Common Stock	4,379,624	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series D Preferred Stock	(3)	(3)	Common Stock	333,176	(3)	I	By DAG Ventures IV-A, LLC(4)
Series E Preferred Stock	(3)	(3)	Common Stock	133,936	(3)	I	By DAG Ventures IV, L.P.(1)
Series E Preferred Stock	(3)	(3)	Common Stock	1,267,374	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series F Preferred Stock	(3)	(3)	Common Stock	46,568	(3)	I	By DAG Ventures IV, L.P.(1)
Series F Preferred Stock	(3)	(3)	Common Stock	440,642	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series G Preferred Stock	(3)	(3)	Common Stock	48,124	(3)	I	By DAG Ventures IV, L.P.(1)
Series G Preferred Stock	(3)	(3)	Common Stock	455,376	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series G Preferred Stock	(3)	(3)	Common Stock	377,624	(3)	I	By DAG Ventures IV-A, LLC(4)
Series G-1 Preferred Stock	(3)	(3)	Common Stock	12,833	(3)	I	By DAG Ventures IV, L.P.(1)
Series G-1 Preferred Stock	(3)	(3)	Common Stock	121,432	(3)	I	By DAG Ventures IV-QP, L.P.(2)
Series G-1 Preferred Stock	(3)	(3)	Common Stock	100,699	(3)	I	By DAG Ventures IV-A, LLC(4)

1. Name and Address of Reporting Person^*

DAG Ventures Management IV, LLC

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

DAG Ventures IV, L.P.

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

DAG Ventures IV-QP, L.P.

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

DAG Ventures IV-A, LLC

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Cadeddu John J.

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

1. Name and Address of Reporting Person^*

Goodrich R. Thomas

(Last) (First) (Middle)

C/O DAG VENTURES LLC

251 LYTTON AVENUE, SUITE 200

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

Explanation of Responses:

1. Securities are directly held by DAG Ventures IV, L.P. ("DAG IV"). DAG Ventures Management IV, LLC ("DAG IV LLC") is the general partner of DAG IV. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

2. Securities are directly held by DAG Ventures IV-QP, L.P. ("DAG IV-QP"). DAG IV LLC is the general partner of DAG IV-QP. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-QP. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

3. The Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock is convertible into Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the Issuer's initial public offering, all shares of Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock will be converted into shares of Common Stock of the Issuer.

4. Securities are directly held by DAG Ventures IV-A, LLC ("DAG IV-A"). DAG IV LLC is the manager of DAG IV-A. Messrs. Cadeddu and Goodrich are the managers of DAG IV LLC and may be deemed to share voting and dispositive power over the securities held by DAG IV-A. Each of DAG IV LLC and Messrs. Cadeddu and Goodrich disclaims beneficial ownership of these securities except to the extent of its or his proportionate pecuniary interest therein.

	DAG Ventures IV, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager	12/11/2025
	DAG Ventures IV-QP, L.P., By DAG Ventures Management IV, LLC, its General Partner, By /s/ John J. Cadeddu, Manager	12/11/2025
	DAG Ventures IV-A, LLC, By DAG Ventures Management IV, LLC, its Manager, By /s/ John J. Cadeddu, Manager	12/11/2025
	DAG Ventures Management IV, LLC, By /s/ John J. Cadeddu, Manager	12/11/2025
	/s/ John J. Cadeddu	12/11/2025
	/s/ R. Thomas Goodrich	12/11/2025
	** Signature of Reporting Person	Date
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FAQ

What does the latest Form 3 for Wealthfront Corp (WLTH) report?

The Form 3 reports initial beneficial ownership of Wealthfront Corp securities by DAG Ventures IV, L.P., DAG Ventures IV-QP, L.P., DAG Ventures IV-A, LLC, DAG Ventures Management IV, LLC and their managers, mainly in the form of Common Stock and several series of Preferred Stock convertible into Common Stock.

Who are the reporting persons on the Wealthfront Corp (WLTH) Form 3?

The reporting persons are DAG Ventures IV, L.P., DAG Ventures IV-QP, L.P., DAG Ventures IV-A, LLC, DAG Ventures Management IV, LLC, and individuals John J. Cadeddu and R. Thomas Goodrich, each identified in the signature and explanatory sections.

How many Wealthfront Corp (WLTH) common shares do the DAG Ventures funds report?

The Form 3 shows indirect ownership of 32,570 shares of Common Stock held by DAG Ventures IV, L.P. and 308,232 shares of Common Stock held by DAG Ventures IV-QP, L.P., both reported as indirect beneficial ownership.

What preferred stock holdings and conversion terms are disclosed for Wealthfront Corp (WLTH)?

The reporting persons hold Series C, Series D, Series E, Series F, Series G and Series G-1 Preferred Stock. Each series is convertible into Common Stock on a 1-for-1 basis, has no expiration date, and will be converted into Common Stock upon the closing of the issuer's initial public offering.

Do the managers disclaim beneficial ownership of the Wealthfront Corp (WLTH) securities?

Yes. DAG Ventures Management IV, LLC and Messrs. Cadeddu and Goodrich may be deemed to share voting and dispositive power over the DAG Ventures entities' securities, but each disclaims beneficial ownership except to the extent of its or his proportionate pecuniary interest.

What is the date of the event reported in this Wealthfront Corp (WLTH) Form 3?

The Form 3 lists the Date of Event Requiring Statement as 12/11/2025.