Wealthfront Corp (WLTH) director details IPO-related share conversion filing

Q: What insider transaction did Wealthfront Corp (WLTH) report in this filing?

The filing reports that on 12/15/2025 , multiple series of Wealthfront’s convertible preferred stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of the company’s initial public offering.

Q: Which Wealthfront (WLTH) securities were converted into common stock?

The transaction involved Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, and Series G-1 Convertible Preferred Stock , each converting into common stock at a 1-for-1 rate under the Restated Certificate of Incorporation.

Q: Who is the reporting person in this Wealthfront (WLTH) insider report and what is their role?

The reporting person is identified as a director of Wealthfront Corp and a retired partner within the Index Ventures group . Advisors within the Index Ventures group provide advice to each of the Index Funds referenced in the filing.

Q: How are the Wealthfront (WLTH) shares held after the conversion?

The common shares are held indirectly through various Index Ventures-related entities, including Index Ventures Growth II (Jersey), L.P. , Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P. , Index Ventures VI (Jersey), L.P. , Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P. , and Yucca (Jersey) SLP .

Q: Does the Wealthfront (WLTH) reporting person claim full beneficial ownership of these shares?

No. The reporting person disclaims beneficial ownership of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, except to the extent of any pecuniary interest , and states that the report shall not be deemed an admission of beneficial ownership for any purpose.

Q: What happened to the Wealthfront preferred stock derivatives after the IPO conversion?

For each series of preferred stock reported as a derivative security , the table shows that the number of derivative securities beneficially owned following the reported transaction is 0 , because each preferred share converted into common stock.

Q: What example share conversion is disclosed for Wealthfront (WLTH)?

One example is that 2,370,596 shares of Series F Preferred Stock directly held by Index Ventures Growth II (Jersey), L.P. converted into 2,370,596 shares of Wealthfront common stock, reflecting a 1-for-1 conversion.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Wealthfront Corp reported an insider ownership update related to its initial public offering. On 12/15/2025, multiple series of Series D, Series E, Series F, Series G and Series G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of the company’s IPO, as allowed by its Restated Certificate of Incorporation.

The reporting person, a director of Wealthfront and a retired partner within the Index Ventures group, reports indirect ownership through several Index Ventures funds and related vehicles, including Index Ventures Growth II (Jersey), L.P., Index Ventures VI (Jersey), L.P., their parallel entrepreneur funds, and Yucca (Jersey) SLP. For example, 2,370,596 shares of Series F Preferred Stock held by Index Ventures Growth II (Jersey), L.P. converted into 2,370,596 shares of common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest.

12/15/2025 - 08:50 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Volpi Michelangelo

(Last)

(First)

(Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO

94301

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	12/15/2025		C		2,370,596	A	⁽¹⁾	2,370,596	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Common Stock	12/15/2025		C		779,009	A	⁽¹⁾	3,149,605	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Common Stock	12/15/2025		C		207,734	A	⁽¹⁾	3,357,339	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Common Stock	12/15/2025		C		35,007	A	⁽¹⁾	35,007	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Common Stock	12/15/2025		C		11,528	A	⁽¹⁾	46,535	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Common Stock	12/15/2025		C		3,074	A	⁽¹⁾	49,609	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Common Stock	12/15/2025		C		2,876,772	A	⁽¹⁾	6,243,474	I	By Index Ventures VI (Jersey), L.P.⁽³⁾⁽⁴⁾⁽⁶⁾
Common Stock	12/15/2025		C		2,913,888	A	⁽¹⁾	9,157,362	I	By Index Ventures VI (Jersey), L.P.⁽³⁾⁽⁴⁾⁽⁶⁾
Common Stock	12/15/2025		C		58,068	A	⁽¹⁾	126,014	I	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁷⁾
Common Stock	12/15/2025		C		58,816	A	⁽¹⁾	184,830	I	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁷⁾
Common Stock	12/15/2025		C		37,148	A	⁽¹⁾	80,608	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Common Stock	12/15/2025		C		37,629	A	⁽¹⁾	118,237	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Common Stock	12/15/2025		C		30,450	A	⁽¹⁾	148,687	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Common Stock	12/15/2025		C		10,007	A	⁽¹⁾	158,694	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Common Stock	12/15/2025		C		2,669	A	⁽¹⁾	161,363	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Series F Preferred Stock	⁽¹⁾	12/15/2025		C			2,370,596	⁽¹⁾	⁽¹⁾	Common Stock	2,370,596	⁽¹⁾	0	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Series G Preferred Stock	⁽¹⁾	12/15/2025		C			779,009	⁽¹⁾	⁽¹⁾	Common Stock	779,009	⁽¹⁾	0	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Series G-1 Preferred Stock	⁽¹⁾	12/15/2025		C			207,734	⁽¹⁾	⁽¹⁾	Common Stock	207,734	⁽¹⁾	0	I	By Index Ventures Growth II (Jersey), L.P.⁽²⁾⁽³⁾⁽⁴⁾
Series F Preferred Stock	⁽¹⁾	12/15/2025		C			35,007	⁽¹⁾	⁽¹⁾	Common Stock	35,007	⁽¹⁾	0	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Series G Preferred Stock	⁽¹⁾	12/15/2025		C			11,528	⁽¹⁾	⁽¹⁾	Common Stock	11,528	⁽¹⁾	0	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Series G-1 Preferred Stock	⁽¹⁾	12/15/2025		C			3,074	⁽¹⁾	⁽¹⁾	Common Stock	3,074	⁽¹⁾	0	I	By Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁵⁾
Series D Preferred Stock	⁽¹⁾	12/15/2025		C			2,876,772	⁽¹⁾	⁽¹⁾	Common Stock	2,876,772	⁽¹⁾	0	I	By Index Ventures VI (Jersey), L.P.⁽³⁾⁽⁴⁾⁽⁶⁾
Series E Preferred Stock	⁽¹⁾	12/15/2025		C			2,913,888	⁽¹⁾	⁽¹⁾	Common Stock	2,913,888	⁽¹⁾	0	I	By Index Ventures VI (Jersey), L.P.⁽³⁾⁽⁴⁾⁽⁶⁾
Series D Preferred Stock	⁽¹⁾	12/15/2025		C			58,068	⁽¹⁾	⁽¹⁾	Common Stock	58,068	⁽¹⁾	0	I	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁷⁾
Series E Preferred Stock	⁽¹⁾	12/15/2025		C			58,816	⁽¹⁾	⁽¹⁾	Common Stock	58,816	⁽¹⁾	0	I	By Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P.⁽³⁾⁽⁴⁾⁽⁷⁾
Series D Preferred Stock	⁽¹⁾	12/15/2025		C			37,148	⁽¹⁾	⁽¹⁾	Common Stock	37,148	⁽¹⁾	0	I	Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Series E Preferred Stock	⁽¹⁾	12/15/2025		C			37,629	⁽¹⁾	⁽¹⁾	Common Stock	37,629	⁽¹⁾	0	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Series F Preferred Stock	⁽¹⁾	12/15/2025		C			30,450	⁽¹⁾	⁽¹⁾	Common Stock	30,450	⁽¹⁾	0	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Series G Preferred Stock	⁽¹⁾	12/15/2025		C			10,007	⁽¹⁾	⁽¹⁾	Common Stock	10,007	⁽¹⁾	0	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾
Series G-1 Preferred Stock	⁽¹⁾	12/15/2025		C			2,669	⁽¹⁾	⁽¹⁾	Common Stock	2,669	⁽¹⁾	0	I	By Yucca (Jersey) SLP⁽³⁾⁽⁴⁾⁽⁸⁾

Explanation of Responses:

1. Pursuant to the Issuer's Restated Certificate of Incorporation, each share of Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, or Series G-1 Convertible Preferred Stock (collectively, "Preferred Stock") may be converted, at the option of the holder, at any time. In connection with the completion of the Issuer's initial public offering of its Common Stock, each share of Preferred Stock automatically converted into shares of Common Stock at a ratio of 1-for-1. The securities have no expiration date.

2. The reported securities are directly held by Index II (defined below).

3. Index Venture Growth Associates II Limited ("IVGA II") is the managing general partner of Index Ventures Growth II (Jersey), L.P. ("Index II") and Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P. ("Index II PEF"). Index Venture Associates VI Limited ("IVA VI") is the managing general partner of Index Ventures VI (Jersey), L.P. ("Index VI") and Index Ventures VI Parallel Entrepreneur Fund (Jersey), L.P. ("Index VI PEF" and together with Index II, Index II PEF and Index VI, the "Index Funds"). Yucca (Jersey) SLP ("Yucca") is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant Index Funds' investment in the Issuer.

4. The Reporting Person is a retired partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to each of the Index Funds. The Reporting Person disclaims beneficial ownership of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.

5. The reported securities are directly held by Index II PEF.

6. The reported securities are directly held by Index VI.

7. The reported securities are directly held by Index VI PEF.

8. The reported securities are directly held by Yucca.

	/s/ Lauren Lin, as Attorney-in-Fact	12/15/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this filing?

The filing reports that on 12/15/2025, multiple series of Wealthfront’s convertible preferred stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of the company’s initial public offering.

Which Wealthfront (WLTH) securities were converted into common stock?

The transaction involved Series D Convertible Preferred Stock, Series E Convertible Preferred Stock, Series F Convertible Preferred Stock, Series G Convertible Preferred Stock, and Series G-1 Convertible Preferred Stock, each converting into common stock at a 1-for-1 rate under the Restated Certificate of Incorporation.

Who is the reporting person in this Wealthfront (WLTH) insider report and what is their role?

The reporting person is identified as a director of Wealthfront Corp and a retired partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to each of the Index Funds referenced in the filing.

How are the Wealthfront (WLTH) shares held after the conversion?

The common shares are held indirectly through various Index Ventures-related entities, including Index Ventures Growth II (Jersey), L.P., Index Ventures Growth II Parallel Entrepreneur Fund (Jersey) L.P., Index Ventures VI (Jersey), L.P., Index Ventures VI Parallel Entrepreneur Fund (Jersey) L.P., and Yucca (Jersey) SLP.

Does the Wealthfront (WLTH) reporting person claim full beneficial ownership of these shares?

No. The reporting person disclaims beneficial ownership of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, except to the extent of any pecuniary interest, and states that the report shall not be deemed an admission of beneficial ownership for any purpose.

What happened to the Wealthfront preferred stock derivatives after the IPO conversion?

For each series of preferred stock reported as a derivative security, the table shows that the number of derivative securities beneficially owned following the reported transaction is 0, because each preferred share converted into common stock.

What example share conversion is disclosed for Wealthfront (WLTH)?

One example is that 2,370,596 shares of Series F Preferred Stock directly held by Index Ventures Growth II (Jersey), L.P. converted into 2,370,596 shares of Wealthfront common stock, reflecting a 1-for-1 conversion.

Wealthfront Corp (WLTH) director details IPO-related share conversion filing

Rhea-AI Filing Summary

Positive

Negative

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this filing?

Which Wealthfront (WLTH) securities were converted into common stock?

Who is the reporting person in this Wealthfront (WLTH) insider report and what is their role?

How are the Wealthfront (WLTH) shares held after the conversion?

Does the Wealthfront (WLTH) reporting person claim full beneficial ownership of these shares?

What happened to the Wealthfront preferred stock derivatives after the IPO conversion?

What example share conversion is disclosed for Wealthfront (WLTH)?

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Wealthfront Corp (WLTH) director details IPO-related share conversion filing

Rhea-AI Filing Summary

Positive

Negative

FAQ

What insider transaction did Wealthfront Corp (WLTH) report in this filing?

Which Wealthfront (WLTH) securities were converted into common stock?

Who is the reporting person in this Wealthfront (WLTH) insider report and what is their role?

How are the Wealthfront (WLTH) shares held after the conversion?

Does the Wealthfront (WLTH) reporting person claim full beneficial ownership of these shares?

What happened to the Wealthfront preferred stock derivatives after the IPO conversion?

What example share conversion is disclosed for Wealthfront (WLTH)?

NASDAQ:WLTH

WLTH Rankings

WLTH Latest News

WLTH Latest SEC Filings

WLTH Stock Data