STOCK TITAN

Wealthfront Corp (WLTH) director sells 10,000 shares after option exercise

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

A director of Wealthfront Corp reported exercising stock options and selling shares in conjunction with the company’s initial public offering. On December 11, 2025, the director exercised 10,000 stock options at $2.91 per share, receiving 10,000 shares of common stock. The same day, the director sold 10,000 common shares at $14.00 per share as part of a secondary offering tied to the IPO, leaving no directly owned common shares and 290,000 stock options outstanding.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bisharat Jaleh

(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2025 M 10,000 A $2.91 10,000 D
Common Stock 12/11/2025 S(1) 10,000 D $14 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $2.91 12/11/2025 M 10,000 (2) 03/15/2031 Common Stock 10,000 $0 290,000 D
Explanation of Responses:
1. The reported sale transaction represents the reporting person's participation in the Issuer's secondary offering, which occurred in conjunction with its initial public offering.
2. The option is fully vested. Pursuant to the terms of the reporting person's award agreement with the Issuer, the award became fully vested on March 15, 2025.
/s/ Lauren Lin, as Attorney-in-Fact 12/15/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did the Wealthfront Corp (WLTH) director report?

The director of Wealthfront Corp reported exercising 10,000 stock options at $2.91 per share and selling 10,000 common shares at $14.00 per share on December 11, 2025.

How many Wealthfront Corp (WLTH) shares were sold and at what price?

The director sold 10,000 shares of Wealthfront Corp common stock at a price of $14.00 per share as part of a secondary offering.

What stock options did the Wealthfront (WLTH) director exercise?

The director exercised 10,000 stock options with an exercise price of $2.91 per share, receiving 10,000 shares of Wealthfront common stock.

How many Wealthfront stock options does the director hold after these transactions?

Following the reported transactions, the director beneficially owned 290,000 Wealthfront stock options.

How many Wealthfront Corp (WLTH) common shares does the director own after the sale?

After selling 10,000 common shares, the director reported owning 0 shares of Wealthfront common stock directly.

What was the context of the Wealthfront director’s stock sale?

The reported sale was the director’s participation in the issuer’s secondary offering, which occurred in conjunction with Wealthfront’s initial public offering.

What is the relationship of the reporting person to Wealthfront Corp (WLTH)?

The reporting person is identified as a director of Wealthfront Corp.

Wealthfront Corp.

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