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  4. [Form 4] WEALTHFRONT CORP Insider Trading Activity

Wealthfront's Lauren Lin sells shares for RSU taxes

Wealthfront’s CLO and CCO reported RSU vesting into common stock and tax-related share sales over two days.

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) reported that Lauren Lin, its CLO, CCO and Secretary, settled previously granted restricted stock units into common stock and conducted related sales. On September 15, 2026, RSU exercises covered 39,410 shares of common stock, followed by sales of 16,117 shares on September 15 and 4,995 shares on September 16 to satisfy tax withholding obligations incurred upon RSU vesting, at weighted average prices of $10.73 and $10.19 per share, respectively.

Positive

  • None.

Negative

  • None.
Insider Lin Lauren
Role CLO, CCO and Secretary
Sold 21,112 shs ($224K)
Approx. gross sale proceeds $224K
Type Security Shares Price Value
Sale Common Stock F1, F3 4,995 $10.191 $51K
Exercise Restricted Stock Units F4, F5, F6 12,500 $0.00 $0.00
Exercise Restricted Stock Units F4, F7, F6 9,375 $0.00 $0.00
Exercise Restricted Stock Units F4, F8, F6 4,688 $0.00 $0.00
Exercise Restricted Stock Units F4, F9, F6 12,847 $0.00 $0.00
Exercise Common Stock 12,500 $0.00 $0.00
Exercise Common Stock 9,375 $0.00 $0.00
Exercise Common Stock 4,688 $0.00 $0.00
Exercise Common Stock 12,847 $0.00 $0.00
Sale Common Stock F1, F2 16,117 $10.7304 $173K
Holdings After Transaction: Restricted Stock Units — 241,663 contracts (Direct); Common Stock — 176,390 shares (Direct)
Footnotes (9)
  1. F1. The reported transaction represents shares of the Issuer's Common Stock sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units.
  2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3 of this Form 4.
  3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.96 to $10.83 per share, inclusive.
  4. F4. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
  5. F5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2023.
  6. F6. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
  7. F7. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2023.
  8. F8. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2024.
  9. F9. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2025.
RSU exercises into common stock 39,410 shares Restricted stock units exercised or settled into WEALTHFRONT CORP common stock on September 15, 2026
Shares sold September 15, 2026 16,117 shares Common stock sold to satisfy tax withholding obligations from RSU vesting
Weighted average sale price on September 15, 2026 $10.7304 per share Sales executed in a range from $10.55 to $10.88 per share
Shares sold September 16, 2026 4,995 shares Common stock sold to satisfy tax withholding obligations from RSU vesting
Weighted average sale price on September 16, 2026 $10.1910 per share Sales executed in a range from $9.96 to $10.83 per share
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
weighted average price financial
"The reported price in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
tax withholding obligations financial
"shares of the Issuer's Common Stock sold to satisfy tax withholding obligations"
contingent right to receive one share financial
"Each restricted stock unit represents a contingent right to receive one share"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did WLTH report for Lauren Lin on September 15, 2026?
On September 15, 2026, Lauren Lin exercised restricted stock units covering 39,410 shares of WEALTHFRONT CORP common stock and sold 16,117 shares at a weighted average price of $10.73 per share to satisfy tax withholding obligations tied to the RSU vesting.

What sale did WLTH disclose for September 16, 2026?
On September 16, 2026, WEALTHFRONT CORP reported that Lauren Lin sold 4,995 shares of common stock at a weighted average price of $10.19 per share. A footnote states this sale was to satisfy tax withholding obligations related to restricted stock unit vesting.

At what prices were Lauren Lin’s WLTH shares sold?
On September 15, 2026, 16,117 shares were sold at a weighted average price of $10.7304, in multiple trades between $10.55 and $10.88. On September 16, 4,995 shares were sold at a weighted average price of $10.1910, in trades between $9.96 and $10.83.

Did the WLTH filing indicate use of a Rule 10b5-1 trading plan?
No. The Form 4 for WEALTHFRONT CORP indicates that the Rule 10b5-1 checkbox is not marked, and the footnotes describe the sales as made to cover tax withholding obligations from restricted stock unit vesting, without referencing any trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lin Lauren
(Last)(First)(Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE
(Street)
PALO ALTO CALIFORNIA 94301
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CLO, CCO and Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026M12,500A$0170,592D
Common Stock09/15/2026M9,375A$0179,967D
Common Stock09/15/2026M4,688A$0184,655D
Common Stock09/15/2026M12,847A$0197,502D
Common Stock09/15/2026S(1)16,117D$10.7304(2)181,385D
Common Stock09/16/2026S(1)4,995D$10.191(3)176,390D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(4)09/15/2026M12,500 (5) (6)Common Stock12,500$012,500D
Restricted Stock Units(4)09/15/2026M9,375 (7) (6)Common Stock9,375$037,500D
Restricted Stock Units(4)09/15/2026M4,688 (8) (6)Common Stock4,688$037,500D
Restricted Stock Units(4)09/15/2026M12,847 (9) (6)Common Stock12,847$0154,163D
Explanation of Responses:
1. The reported transaction represents shares of the Issuer's Common Stock sold to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units.
2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $10.88 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnote 3 of this Form 4.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.96 to $10.83 per share, inclusive.
4. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2023.
6. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
7. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2023.
8. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2024.
9. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of December, March, June, and September, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on December 15, 2025.
/s/ Lauren Lin09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

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