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Wealthfront Corp (WLTH) VP of Engineering discloses RSU conversions and tax withholding

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wealthfront Corp executive stock activity shows its VP of Engineering settling restricted stock units and related taxes. On December 15, 2025, several blocks of restricted stock units were converted into Common Stock at an exercise price of $0, adding 9,687, 20,387, 20,387, and 21,112 shares in separate transactions. After these conversions, the reporting person held 199,087 shares of Common Stock before tax withholding.

To cover tax obligations from this net settlement, 36,347 shares of Common Stock were withheld by Wealthfront Corp at a price of $14.19 per share, reducing the executive’s direct Common Stock holdings to 162,740 shares. The filing also notes multiple ongoing restricted stock unit awards that vest quarterly, subject to continued service, with initial vesting dates ranging from June 15, 2022 through June 15, 2025.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
IYER KAL

(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, Engineering
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 M 9,687 A $0 137,201 D
Common Stock 12/15/2025 M 20,387 A $0 157,588 D
Common Stock 12/15/2025 M 20,387 A $0 177,975 D
Common Stock 12/15/2025 M 21,112 A $0 199,087 D
Common Stock 12/15/2025 F(1) 36,347 D $14.19 162,740 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 12/15/2025 M 9,687 (3) (4) Common Stock 9,687 $0 9,688 D
Restricted Stock Units (2) 12/15/2025 M 20,387 (5) (4) Common Stock 20,387 $0 101,938 D
Restricted Stock Units (2) 12/15/2025 M 20,387 (6) (4) Common Stock 20,387 $0 183,488 D
Restricted Stock Units (2) 12/15/2025 M 21,112 (7) (4) Common Stock 21,112 $0 274,463 D
Explanation of Responses:
1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2022.
4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023.
6. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024.
7. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.
/s/ Lauren Lin, as Attorney-in-Fact 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider stock activity did Wealthfront Corp (WLTH) report for December 15, 2025?

The VP of Engineering at Wealthfront Corp reported multiple conversions of restricted stock units into Common Stock on December 15, 2025, followed by withholding of shares to satisfy tax obligations related to those settlements.

How many Wealthfront Corp (WLTH) shares were withheld for taxes in this Form 4?

The filing states that 36,347 shares of Common Stock were withheld by Wealthfront Corp to satisfy tax withholding liabilities, at a price of $14.19 per share.

How many Wealthfront Corp (WLTH) shares does the VP of Engineering own after the reported transactions?

Following the reported transactions on December 15, 2025, the VP of Engineering beneficially owned 162,740 shares of Wealthfront Corp Common Stock directly.

What restricted stock unit (RSU) vesting schedule is disclosed for Wealthfront Corp (WLTH)?

The filing explains that each RSU award vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to continued service, with first tranches vesting on June 15, 2022, June 15, 2023, June 15, 2024, and June 15, 2025, depending on the grant.

Do Wealthfront Corp (WLTH) restricted stock units reported here have an expiration date?

The disclosure states that these restricted stock units do not expire; instead, they either vest or are cancelled prior to the vesting date.

What role does the reporting person hold at Wealthfront Corp (WLTH)?

The reporting person is identified as an Officer of Wealthfront Corp with the title VP, Engineering, and filed the report as a single reporting person.

Wealthfront Corp.

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