Williams-Sonoma (NYSE: WSM) CAO exercises RSUs and covers tax withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Williams-Sonoma, Inc. chief accounting officer Jeremy Brooks reported routine equity compensation activity. On April 4, 2026, 702 restricted stock units vested and were converted into 702 shares of common stock, with each unit representing a contingent right to one share.
Of the vested shares, 358 shares were withheld at $180.17 per share to cover tax withholding obligations rather than sold on the open market. Following these transactions, Brooks directly holds 10,960 shares of common stock and indirectly holds 248 shares through the Williams-Sonoma, Inc. 401(k) Plan stock fund.
Positive
- None.
Negative
- None.
Insider Trade Summary
702 shares exercised/converted
Mixed
4 txns
Insider
Brooks Jeremy
Role
CHIEF ACCOUNTING OFFICER
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 702 | $0.00 | -- |
| Exercise | Common Stock | 702 | $0.00 | -- |
| Tax Withholding | Common Stock | 358 | $180.17 | $65K |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 2,106 shares (Direct);
Common Stock — 11,318 shares (Direct);
Common Stock — 248 shares (Indirect, By Managed Account)
Footnotes (1)
- Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026. Each restricted stock unit represents a contingent right to receive one share of WSM common stock. The restricted stock units vest in four equal installments on each anniversary of the grant date in 2026, 2027, 2028 and 2029. The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
Key Figures
RSUs vested: 702 units
Shares withheld for taxes: 358 shares
Tax withholding price: $180.17 per share
+2 more
5 metrics
RSUs vested
702 units
Converted into 702 shares of common stock on April 4, 2026
Shares withheld for taxes
358 shares
Withheld upon RSU vesting to cover tax obligations
Tax withholding price
$180.17 per share
Value used for shares withheld to satisfy tax liabilities
Direct holdings after transaction
10,960 shares
Common stock directly held by Jeremy Brooks following Form 4 transactions
Indirect 401(k) holdings
248 shares
Shares in Williams-Sonoma, Inc. Stock Fund under the 401(k) Plan as of April 4, 2026
Key Terms
Restricted Stock Units, tax withholding obligations, Williams-Sonoma, Inc. 401(k) Plan, contingent right, +1 more
5 terms
Restricted Stock Units financial
"Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations."
Williams-Sonoma, Inc. 401(k) Plan financial
"Shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of WSM common stock."
Stock Fund financial
"Shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated April 4, 2026."
FAQ
What insider transaction did WSM executive Jeremy Brooks report?
Jeremy Brooks reported vesting of 702 restricted stock units, which converted into 702 shares of Williams-Sonoma common stock. This reflects routine equity compensation rather than an open-market purchase, tied to his role as chief accounting officer.
What does each restricted stock unit (RSU) represent for WSM?
Each Williams-Sonoma restricted stock unit represents a contingent right to receive one share of WSM common stock. When vesting conditions are met, the units convert into actual shares, which may be partially withheld to satisfy tax obligations.
How do the WSM RSUs for Jeremy Brooks vest over time?
The restricted stock units granted to Jeremy Brooks vest in four equal installments on each anniversary of the grant date in 2026, 2027, 2028, and 2029. Upon vesting, the units are cancelled and replaced by delivered shares of common stock.