[144] WisdomTree, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for WisdomTree, Inc. (WT) reports proposed and recent sales of common stock by an insider. The filer proposes to sell 12,500 shares via Fidelity Brokerage Services on the NYSE, with an aggregate market value of $165,125 and an approximate sale date of 08/26/2025. Those shares were acquired by restricted stock vesting on 01/29/2024 as compensation. The filing also discloses a prior sale by the named seller of 25,000 shares on 08/12/2025 for gross proceeds of $333,250. The form includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.

Positive

• Disclosure compliance: Form 144 filed as LIVE, providing required public notice of proposed insider sale.
• Source of shares disclosed: Shares to be sold were acquired via restricted stock vesting on 01/29/2024, clarifying they are compensation-related.

Negative

• Insider selling activity: Named seller disposed of 25,000 shares on 08/12/2025 and proposes to sell an additional 12,500 shares on 08/26/2025.
• Lack of trading-plan date: The filing does not indicate a Rule 10b5-1 plan adoption date or trading-instruction date on the face of the form.

Insights

Securities Analyst

TL;DR: Insider selling disclosed: modest share amounts from vested restricted stock; appears routine rather than material.

The filing shows a proposed sale of 12,500 shares (value $165,125) stemming from restricted stock vesting and a recent sale of 25,000 shares for $333,250. Given the issuer's stated outstanding share count of 147,107,121, these transactions represent a de minimis fraction of float and are unlikely to be material to market capitalization. The trade is routed through Fidelity on the NYSE and is documented with the standard Rule 144 attestation regarding material nonpublic information.

Corporate Governance Expert

TL;DR: Disclosure complies with Rule 144; insider sales from vested compensation should prompt routine governance review.

The notice documents sales derived from restricted stock vesting and subsequent disposal through an institutional broker. This is consistent with executive compensation realization and liquidity management. The seller’s attestation that no undisclosed material adverse information exists is standard; governance teams typically monitor timing and volume of such sales for signaling and policy adherence. No disclosure of a trading plan date is provided on the form.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	12500	165125.00	147107121	08/26/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/2024	Restricted Stock Vesting	Issuer			12500	01/29/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Lilien 250 West 34th Street 3rd Floor New York NY 10119	Common	08/12/2025	25000	333250.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does WisdomTree (WT) Form 144 disclose?

The notice discloses a proposed sale of 12,500 common shares (aggregate value $165,125) and a prior sale of 25,000 shares (gross proceeds $333,250).

When were the shares to be sold acquired?

The 12,500 shares to be sold were acquired through restricted stock vesting on 01/29/2024 and were recorded as compensation.

Through which broker and exchange will the proposed sale occur?

The proposed sale is to be executed through Fidelity Brokerage Services LLC on the NYSE with an approximate sale date of 08/26/2025.

Does the filing state the seller has undisclosed material information?

The seller signs the standard representation asserting they do not know any material adverse information about the issuer that has not been publicly disclosed.

How large are these transactions relative to shares outstanding?

The form lists 147,107,121 shares outstanding; the disclosed transactions (25,000 and 12,500 shares) are a very small fraction of that total.