STOCK TITAN

WT Form 144 Filed: Recent and Proposed Insider Share Sales Disclosed

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Form 144 notice for WisdomTree, Inc. (WT) reports proposed and recent sales of common stock by an insider. The filer proposes to sell 12,500 shares via Fidelity Brokerage Services on the NYSE, with an aggregate market value of $165,125 and an approximate sale date of 08/26/2025. Those shares were acquired by restricted stock vesting on 01/29/2024 as compensation. The filing also discloses a prior sale by the named seller of 25,000 shares on 08/12/2025 for gross proceeds of $333,250. The form includes the required representation that the seller does not possess undisclosed material adverse information about the issuer.

Positive

  • Disclosure compliance: Form 144 filed as LIVE, providing required public notice of proposed insider sale.
  • Source of shares disclosed: Shares to be sold were acquired via restricted stock vesting on 01/29/2024, clarifying they are compensation-related.

Negative

  • Insider selling activity: Named seller disposed of 25,000 shares on 08/12/2025 and proposes to sell an additional 12,500 shares on 08/26/2025.
  • Lack of trading-plan date: The filing does not indicate a Rule 10b5-1 plan adoption date or trading-instruction date on the face of the form.

Insights

TL;DR: Insider selling disclosed: modest share amounts from vested restricted stock; appears routine rather than material.

The filing shows a proposed sale of 12,500 shares (value $165,125) stemming from restricted stock vesting and a recent sale of 25,000 shares for $333,250. Given the issuer's stated outstanding share count of 147,107,121, these transactions represent a de minimis fraction of float and are unlikely to be material to market capitalization. The trade is routed through Fidelity on the NYSE and is documented with the standard Rule 144 attestation regarding material nonpublic information.

TL;DR: Disclosure complies with Rule 144; insider sales from vested compensation should prompt routine governance review.

The notice documents sales derived from restricted stock vesting and subsequent disposal through an institutional broker. This is consistent with executive compensation realization and liquidity management. The seller’s attestation that no undisclosed material adverse information exists is standard; governance teams typically monitor timing and volume of such sales for signaling and policy adherence. No disclosure of a trading plan date is provided on the form.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does WisdomTree (WT) Form 144 disclose?

The notice discloses a proposed sale of 12,500 common shares (aggregate value $165,125) and a prior sale of 25,000 shares (gross proceeds $333,250).

When were the shares to be sold acquired?

The 12,500 shares to be sold were acquired through restricted stock vesting on 01/29/2024 and were recorded as compensation.

Through which broker and exchange will the proposed sale occur?

The proposed sale is to be executed through Fidelity Brokerage Services LLC on the NYSE with an approximate sale date of 08/26/2025.

Does the filing state the seller has undisclosed material information?

The seller signs the standard representation asserting they do not know any material adverse information about the issuer that has not been publicly disclosed.

How large are these transactions relative to shares outstanding?

The form lists 147,107,121 shares outstanding; the disclosed transactions (25,000 and 12,500 shares) are a very small fraction of that total.
Wisdomtree

NYSE:WT

WT Rankings

WT Latest News

WT Latest SEC Filings

WT Stock Data

2.29B
127.06M
12.81%
93.06%
17.72%
Asset Management
Security Brokers, Dealers & Flotation Companies
Link
United States
NEW YORK