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[Form 4] WisdomTree, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. (WT) reported an insider transaction by its President and COO on a Form 4. On November 25, 2025, the officer sold 12,500 shares of common stock at $11.01 per share. After this trade, the officer beneficially owns 998,638 shares.

The sale was carried out under a pre-arranged Rule 10b5-1 trading plan established on February 25, 2025, so the officer did not control the timing of the transaction. The beneficial ownership figure includes restricted stock awards scheduled to vest as to 155,950 shares on January 25, 2026, 90,787 shares on January 25, 2027, and 35,941 shares on January 25, 2028.

Positive

  • None.

Negative

  • None.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lilien R Jarrett

(Last) (First) (Middle)
250 WEST 34TH STREET, 3RD FLOOR
C/O WISDOMTREE, INC.

(Street)
NEW YORK NY 10119

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President and COO
3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/25/2025 S(1) 12,500 D $11.01 998,638(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on February 25, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
2. Includes restricted stock awards vesting as to (i) 155,950 shares on January 25, 2026, (ii) 90,787 shares on January 25, 2027 and (iii) 35,941 shares on January 25, 2028.
/s/ Marci Frankenthaler, Attorney-in-Fact 11/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did the latest Form 4 filing report for WisdomTree, Inc. (WT)?

The Form 4 reports that WisdomTree, Inc.'s President and COO sold 12,500 shares of the company’s common stock on November 25, 2025 and updated their beneficial ownership.

How many WisdomTree (WT) shares were sold and at what price?

The officer sold 12,500 shares of WisdomTree, Inc. common stock at a price of $11.01 per share.

How many WisdomTree (WT) shares does the insider beneficially own after this transaction?

Following the reported sale, the officer beneficially owns 998,638 shares of WisdomTree, Inc. common stock.

Was the WisdomTree (WT) insider sale made under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading plan established on February 25, 2025, and the officer had no discretion over the timing.

What restricted stock awards are included in the WisdomTree (WT) insider’s holdings?

The beneficial ownership includes restricted stock awards vesting as to 155,950 shares on January 25, 2026, 90,787 shares on January 25, 2027, and 35,941 shares on January 25, 2028.

What is the insider’s role at WisdomTree, Inc. (WT)?

The reporting person serves as an officer of WisdomTree, Inc., holding the title of President and COO.

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