WisdomTree, Inc. Schedule 13G/A filed by ETFS Capital Limited and Graham Tuckwell reports ownership of 5,250,000 common shares, representing approximately 3.6% of WisdomTree's outstanding stock based on 147,107,121 shares. ETFS directly owns the shares and Mr. Tuckwell, as controlling shareholder of ETFS, may be deemed to beneficially own the same amount; both parties disclaim ownership of shares they do not directly hold. The filing states the shares were not acquired to influence control of the issuer.
Positive
Clear disclosure of 5,250,000 shares beneficially owned, representing 3.6% of outstanding shares
Filing certifies the stake was not acquired to change or influence control of the issuer
Negative
None.
Insights
TL;DR: Reporting Persons hold a disclosed 3.6% stake (5.25M shares), a non-control passive position under SEC rules.
The filing indicates ETFS Capital Limited directly holds 5,250,000 shares and that Graham Tuckwell, as ETFS's controlling shareholder, may be deemed to beneficially own the same amount. The percentage is calculated using 147,107,121 shares outstanding. Because the stake is below 5%, this disclosure aligns with passive investor reporting under Schedule 13G rather than an active acquisition under Schedule 13D.
TL;DR: Disclosure shows passive, non-control ownership; governance implications are limited at this ownership level.
The certification in Item 10 affirms the shares were not acquired to change or influence control. The filing and disclaimers reduce the likelihood that the Reporting Persons intend to pursue control actions. At ~3.6% ownership, ETFS and Mr. Tuckwell lack a formal control position and thus have limited direct governance influence absent further accumulation.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)
WisdomTree, Inc.
(Name of Issuer)
Common Stock, $0.01 par value
(Title of Class of Securities)
97717P104
(CUSIP Number)
08/20/2025
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
SCHEDULE 13G
CUSIP No.
97717P104
1
Names of Reporting Persons
ETFS Capital Limited.
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
JERSEY
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
5,250,000.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
5,250,000.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
5,250,000.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
3.6 %
12
Type of Reporting Person (See Instructions)
OO
SCHEDULE 13G
CUSIP No.
97717P104
1
Names of Reporting Persons
Tuckwell Graham
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
AUSTRALIA
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
0.00
6
Shared Voting Power
5,250,000.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
5,250,000.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
5,250,000.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
3.6 %
12
Type of Reporting Person (See Instructions)
IN
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
WisdomTree, Inc.
(b)
Address of issuer's principal executive offices:
250 West 34th Street, 3rd Floor, New York, New York 10119
Item 2.
(a)
Name of person filing:
ETFS Capital Limited ("ETFS")
Graham Tuckwell ("Mr. Tuckwell", and together with ETFS, the "Reporting Persons")
(b)
Address or principal business office or, if none, residence:
ETFS Capital Limited
Ordnance House, 31 Pier Road, St. Helier, Jersey JE2 4XW
Graham Tuckwell
43 Mary Street, Hawthorn, VIC 3122 Australia
(c)
Citizenship:
ETFS Capital Limited
Jersey
Graham Tuckwell
Australia
(d)
Title of class of securities:
Common Stock, $0.01 par value
(e)
CUSIP No.:
97717P104
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
As of the close of business on August 20, 2025, through the close of business on the date hereof:
(i) ETFS directly beneficially owned 5,250,000 Shares.
(ii) As the controlling shareholder of ETFS, Mr. Tuckwell may be deemed the beneficial owner of the 5,250,000 Shares directly beneficially owned by ETFS.
The filing of this Schedule 13G shall not be deemed an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any securities of the Issuer that he or it does not directly own. Each of the Reporting Persons specifically disclaims beneficial ownership of the securities reported herein that he or it does not directly own.
(b)
Percent of class:
The following percentages are based on 147,107,121 Shares outstanding, which is the total number of Shares outstanding as of August 4, 2025, as reported in the Issuer's Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on August 6, 2025.
As of the close of business on August 20, 2025, through the close of business on the date hereof:
(i) ETFS may be deemed to beneficially own approximately 3.6% of the outstanding Shares; and
(ii) Mr. Tuckwell may be deemed to beneficially own approximately 3.6% of the outstanding Shares.
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
See Cover Pages Items 5-9.
(ii) Shared power to vote or to direct the vote:
See Cover Pages Items 5-9.
(iii) Sole power to dispose or to direct the disposition of:
See Cover Pages Items 5-9.
(iv) Shared power to dispose or to direct the disposition of:
See Cover Pages Items 5-9.
Item 5.
Ownership of 5 Percent or Less of a Class.
Ownership of 5 percent or less of a class
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable
Item 8.
Identification and Classification of Members of the Group.
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group.
See Exhibit 99.1 to the Schedule 13G filed with the Securities and Exchange Commission on November 21, 2024.
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
How many WisdomTree (WT) shares do ETFS Capital Limited and Graham Tuckwell report owning?
They report beneficial ownership of 5,250,000 shares, representing approximately 3.6% of WisdomTree's outstanding common stock.
Does this Schedule 13G/A indicate ETFS or Graham Tuckwell seek control of WisdomTree (WT)?
No. The filing includes a certification stating the shares were not acquired to change or influence control and is filed under passive investor rules.
On what share count is the 3.6% ownership based?
The percentage is based on 147,107,121 shares outstanding as reported by the issuer in its quarterly report filed August 6, 2025.
What is the reporting date for the ownership figures in this filing?
The reported ownership is as of the close of business on August 20, 2025, with the Schedule signed on August 29, 2025.
Does Mr. Tuckwell directly own the reported shares?
ETFS directly owns the 5,250,000 shares; Mr. Tuckwell, as ETFS's controlling shareholder, may be deemed to beneficially own the same amount but disclaims ownership of shares not directly held.