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West Bancorporation Form 4 Filings

WTBA NASDAQ

Every Form 4 that West Bancorporation (WTBA) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow WTBA and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full WTBA filings page.

Rhea-AI Summary

West Bancorporation director Douglas R. Gulling received a grant of 1,430 shares of common stock as a compensation award. The shares were acquired through restricted stock units that carry a vesting schedule rather than an immediate cash purchase.

These restricted stock units vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual meeting of stockholders at which directors stand for re-election. Following this award, Gulling directly holds 73,768 shares of West Bancorporation common stock.

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Vaughan Therese M reported acquisition or exercise transactions in this Form 4 filing.

West Bancorporation Inc director Therese M. Vaughan received a grant of 1,430 shares of common stock as a stock-based award. The shares were issued via restricted stock units that vest on the earlier of the one-year anniversary of the grant date or the next annual stockholder meeting at which directors stand for re-election. Following this grant, she directly holds 14,581 shares of common stock.

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West Bancorporation Inc. director John Kevin Sorensen reported a stock award on Form 4. He acquired 1,430 shares of common stock at a stated price of $0.00 per share as a grant or award, increasing his direct holdings to 3,168 shares.

The shares were received pursuant to a grant of restricted stock units that vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual meeting of stockholders at which directors stand for re-election.

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Parson Rosemary reported acquisition or exercise transactions in this Form 4 filing.

WEST BANCORPORATION INC director Rosemary Parson received an equity grant of company stock. She was awarded 1,430 shares of common stock at no cash cost as a grant or award, increasing her direct holdings to 8,148 shares after the transaction.

The grant was delivered as restricted stock units that will vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual stockholder meeting at which directors stand for re-election. This reflects routine director compensation rather than an open-market purchase.

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McMurray Sean Patrick reported acquisition or exercise transactions in this Form 4 filing.

West Bancorporation Inc. director Sean Patrick McMurray received an equity award of 1,430 shares of common stock. The shares were granted as restricted stock units at a price of $0.00 per share, reflecting stock-based compensation rather than an open-market purchase.

The restricted stock units vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual meeting of stockholders at which directors stand for re-election. Following this grant, McMurray directly holds 48,560 shares of West Bancorporation common stock.

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GAER STEVEN K reported acquisition or exercise transactions in this Form 4 filing.

West Bancorporation Inc. director Steven K. Gaer received an equity grant of 1,430 shares of common stock. The award was made at a price of $0.00 per share as part of his compensation.

According to the footnote, these shares were granted as restricted stock units that vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual meeting of stockholders at which directors stand for re-election. After this grant, Gaer directly holds 25,451 shares of West Bancorporation common stock.

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Elming Lisa J reported acquisition or exercise transactions in this Form 4 filing.

West Bancorporation Inc. director Lisa J. Elming received an equity grant of 1,430 shares of common stock in the form of restricted stock units. The award was granted at no cash cost per share and is structured as director compensation rather than an open‑market purchase.

The units vest on the earlier of the one-year anniversary of the grant date or the next regularly scheduled annual meeting of stockholders at which directors stand for re-election. Following this grant, Elming directly holds 9,048 shares of the company’s common stock.

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West Bancorporation Inc. CEO David D. Nelson used company stock to cover taxes on vested restricted stock units. On March 25, 2026, 6,811 shares of common stock were withheld at $23.71 per share to pay payroll taxes due at vesting.

After this tax-withholding disposition, Nelson held 117,340 shares directly. He also had indirect ownership of 107,457 shares through the Katherine A. Nelson Revocable Trust and 31,695 shares through a 401(k) plan, reflecting a substantial continuing stake in the company.

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WEST BANCORPORATION INC Chief Risk Officer Harlee Olafson reported a routine tax-withholding share disposition related to equity compensation. On March 25, 2026, 6,334 shares of common stock were withheld at $23.71 per share to cover payroll taxes upon vesting of restricted stock units. After this, Olafson directly held 135,948 common shares and indirectly held 20,850 shares through a 401(k) plan. A footnote also notes that 719 previously reported performance stock units did not vest because the performance conditions were not met.

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WEST BANCORPORATION INC CFO Jane M. Funk reported a tax-withholding disposition of 6,033 shares of common stock on March 25, 2026, valued at $23.71 per share, to cover payroll taxes upon vesting of restricted stock units. After this withholding, she directly owns 71,517 shares and indirectly holds 220 shares through a 401(k) plan. The footnotes also note that 719 previously reported performance stock units did not vest because performance conditions were not met.

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West Bancorporation Inc executive vice president Brad L. Winterbottom reported a compensation-related share withholding rather than an open-market trade. On March 25, 2026, 6,162 shares of common stock were withheld at $23.71 per share to cover payroll taxes due upon the vesting and issuance of restricted stock units. After this tax-withholding disposition, he held 148,589 shares directly, plus 6,607 shares held indirectly by his spouse and 26,058 shares held indirectly through a 401(k) plan. The filing also notes that 719 performance stock units previously reported did not vest because the applicable performance conditions were not satisfied.

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West Bancorporation Inc Executive Vice President Bradley P. Peters reported a tax-related share disposition. On March 25, 2026, 6,111 shares of common stock were withheld at $23.71 per share to cover payroll taxes due upon vesting of restricted stock units. After this withholding, Peters directly holds 86,524 shares of common stock. A footnote also states that 719 previously reported performance stock units did not vest because the required performance conditions were not met.

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WINTERBOTTOM BRAD L reported acquisition or exercise transactions in this Form 4 filing.

West Bancorporation Inc. Executive Vice President Brad L. Winterbottom received an equity award of 15,000 shares of common stock on February 23, 2026. The shares were granted at no cash cost as restricted stock units. According to the award terms, 7,500 units vest in five equal annual installments starting March 25, 2027, and the remaining 7,500 units cliff vest on March 25, 2029, if specified performance goals are met. After this grant, he directly holds 155,470 shares, with additional indirect holdings through his spouse and a 401(k) plan.

Rhea-AI Summary

West Bancorporation Inc. Executive Vice President Bradley P. Peters reported an equity award of 15,000 shares of common stock, acquired as restricted stock units at a stated price of $0.00 per share. After this grant, his directly held common stock position is 93,354 shares.

The award consists of 7,500 restricted stock units that vest in five equal annual installments beginning on March 25, 2027, and 7,500 performance-based units that cliff vest on March 25, 2029, if specified performance criteria set by the Compensation Committee are met. Separately, 260 previously reported performance stock units did not vest because their performance conditions were not achieved.

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West Bancorporation reported that chief risk officer Harlee Olafson received a grant of 15,000 shares of common stock at no cost. Footnotes explain this came from restricted stock units, with 7,500 units vesting in five equal annual installments beginning March 25, 2027, and 7,500 units cliff vesting on March 25, 2029, subject to performance criteria. The filing also notes that 325 previously reported performance stock units did not vest and that 990 additional shares were acquired in a 401(k) through dividend reinvestment purchases during 2025.

Rhea-AI Summary

West Bancorporation Inc. CEO and President David D. Nelson reported an equity award in the form of 17,000 shares of common stock granted as restricted stock units. Of these, 8,500 units vest in five equal annual installments beginning on March 25, 2027, and the remaining 8,500 units cliff vest on March 25, 2029 if performance criteria set by the Compensation Committee are achieved.

After this award, Nelson directly holds 124,966 shares of common stock. He also has indirect ownership of 107,457 shares through the Katherine A. Nelson Revocable Trust and 31,695 shares through a 401(k) plan, which includes 1,169 shares acquired via dividend reinvestment between April 1, 2025 and December 31, 2025. In addition, 325 previously reported performance stock units did not vest because the related performance conditions were not satisfied.

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West Bancorporation Inc. Chief Financial Officer Jane M. Funk reported an equity award and related share updates. She acquired 15,000 shares of common stock on February 23, 2026 as a grant, award, or other acquisition at a stated price of $0.0000 per share, bringing her directly held total to 78,269 shares.

Footnotes explain this reflects a grant of restricted stock units, with 7,500 units vesting in five equal annual installments beginning March 25, 2027 and 7,500 units that cliff vest on March 25, 2029 if performance criteria set by the Compensation Committee are met. Separately, 260 previously reported performance stock units did not vest because performance conditions were not satisfied. In addition, 11 shares were acquired through dividend reinvestment purchases in the employee savings 401(k) plan during the period from January 1, 2025 through December 31, 2025, and indirect 401(k) holdings now total 220 shares.

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West Bancorporation Inc. director James Noyce reported a charitable stock gift. On February 17, 2026, 1,000 shares of common stock held by the Shelley Noyce Rev Trust were donated to a donor advised fund for charitable purposes. Following this gift, the trust held 1,800 shares indirectly, and Noyce also reported 22,021 shares held directly.

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West Bancorporation Inc. (WTBA) director reports stock sales. A company director filed a Form 4 disclosing open-market sales of common stock on 11/21/2025 and 11/24/2025. The director sold 5,826 shares at $22.00 per share and 10,000 shares at $21.71 per share. After these transactions, the director beneficially owns 53,195 shares of West Bancorporation common stock, held directly.

Rhea-AI Summary

West Bancorporation Inc. (WTBA) reported an insider transaction on Form 4. A director sold 7,900 shares of common stock at $21.75 on 11/11/2025.

Following the sale, the reporting person beneficially owned 72,338 shares, held directly. The filing lists the transaction code as S, which denotes an open-market or private sale of non-derivative securities.