Planned sale of 5,000 WTFC common shares

A holder of WTFC common stock has filed a notice of proposed sale under Rule 144.

Rhea-AI Filing Summary

A holder of WTFC common stock has filed a notice of proposed sale under Rule 144. The filing covers 5,000 common shares, to be sold through Fidelity Brokerage Services LLC on the NASDAQ, with an indicated aggregate market value of $798,050.00 and 66,971,158 shares of this class outstanding. The shares were originally acquired on 08/14/2020 through the vesting of restricted stock as compensation. The same seller previously sold 5,000 common shares on 01/29/2026 for gross proceeds of $731,909.18. The signer confirms they are not aware of undisclosed material adverse information about the issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the WTFC Form 144 filing disclose about planned share sales?

The Form 144 discloses a planned sale of 5,000 WTFC common shares on NASDAQ through Fidelity, with an indicated aggregate market value of $798,050.00. It also notes 66,971,158 shares of this class outstanding at the time of the notice.

How were the WTFC shares in the Form 144 originally acquired?

The 5,000 WTFC common shares were acquired on 08/14/2020 through restricted stock vesting from the issuer as compensation. Full consideration was provided in the form of compensation rather than a cash purchase, according to the Securities To Be Sold section.

What recent WTFC share sales are reported in the three-month history?

The filing reports that Kathleen Boege sold 5,000 WTFC common shares on 01/29/2026, generating gross proceeds of $731,909.18. This transaction is disclosed in the three-month sales history required for persons relying on Rule 144 resale provisions.

Which broker and exchange are involved in the WTFC Form 144 sale?

The planned WTFC share sale will be executed through Fidelity Brokerage Services LLC, located in Smithfield, Rhode Island. The notice specifies that the 5,000 common shares are expected to be sold on the NASDAQ securities exchange on or about 02/04/2026.

What representation does the seller make in the WTFC Rule 144 notice?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. The notice also warns that intentional misstatements or omissions can constitute federal criminal violations under 18 U.S.C. 1001.

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Accepted by SEC EDGAR 02/04/2026 - 02:03 PM EST Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001567078
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	Boege Kathleen M
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5000	798050.00	66971158	02/04/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/14/2020	Restricted Stock Vesting	Issuer			5000	08/14/2020	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kathleen Boege 9700 W. Higgins Road Suite 800 Rosemont IL 60018	Common	01/29/2026	5000	731909.18

144: Remarks and Signature

Remarks
Date of Notice	02/04/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Kathleen Boege
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)