Welcome to our dedicated page for WINTRUST FINANCIAL SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on WINTRUST FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into WINTRUST FINANCIAL's regulatory disclosures and financial reporting.
Wintrust Financial Corp. (WTFC) filed a Form 144 indicating a planned disposition of 14,942 common shares, valued at $1.97 million, through Wintrust Investments, LLC. The proposed sale date is 29 Jul 2025. Relative to the 66.94 million shares outstanding, the sale represents roughly 0.02 % of WTFC’s float, suggesting minimal dilution or ownership impact.
The shares were acquired via multiple equity-grant awards between 2005 and 2024; no cash purchases or gifts are noted. The filer reports no sales in the prior three months and certifies awareness of no undisclosed material adverse information. Form 144 is a notice only—it does not guarantee that the sale will occur, nor does it disclose the filer’s identity or relationship to the issuer beyond the standard attestation.
On 15 July 2025, Wintrust Financial Corp. (WTFC) founder and Senior Advisor Edward J. Wehmer filed a Form 4 reporting a company-initiated redemption of Series E Preferred Stock depositary shares.
- The issuer redeemed 6,654 depositary shares (2,516 held directly; 4,138 held by spouse) at the board-approved redemption price of $25.00 per share, coded “J” to denote a corporate action rather than an open-market trade.
- After the transaction, Wehmer reports zero ownership of Series E Preferred Stock.
- Common-stock ownership remains substantial: 181,339 shares held directly, 8,244 through a 401(k) plan, and 25,987 held indirectly by spouse.
- No derivative securities were acquired or disposed of, and no other classes of securities were affected.
The filing reflects completion of a board-approved capital action and does not signal discretionary insider buying or selling, implying limited immediate impact on WTFC’s equity valuation.