Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Wintrust Financial Corp executive Jeffrey D. Hahnfeld, EVP-Controller & Chief Accounting Officer, reported a sale of company stock. On January 27, 2026, he sold 314 shares of Common Stock at $145.43 per share. After this transaction, he directly owns 1,947 shares of Wintrust Financial Corp common stock.
Wintrust Financial Corporation's chief financial officer, David L. Stoehr, reported selling 2,499 shares of common stock on January 29, 2026 at a price of $146.16 per share. After this transaction, he directly beneficially owns 18,638 shares of Wintrust common stock.
A holder of restricted stock in WTFC has filed a Rule 144 notice covering the planned sale of 5,000 common shares through Fidelity Brokerage Services LLC. The shares have an aggregate market value of $731,909.18, with the issuer reporting 66,971,158 shares outstanding and an approximate sale date of 01/29/2026 on the NASDAQ exchange.
The securities were originally acquired through restricted stock vesting from the issuer as compensation on three dates: 2,066 shares on 01/26/2026, 1,685 shares on 02/28/2020, and 1,249 shares on 03/01/2019.
A holder of WTFC common stock filed a Form 144 notice to sell 2,499 shares of common stock on NASDAQ, with an indicated aggregate market value of $365,254.09. The filing notes that 66,971,158 shares of the issuer’s common stock are outstanding.
The shares to be sold were acquired on 01/26/2026 through restricted stock vesting from the issuer as compensation, rather than a cash purchase. The planned sale, expected around 01/29/2026, is to be executed through Fidelity Brokerage Services LLC on the NASDAQ exchange.
Form 144 discloses a planned sale of 3,291 common shares on NASDAQ, with an aggregate market value of 480,665.39. The trade is to be executed through Fidelity Brokerage Services LLC, with an approximate sale date of 01/29/2026.
The 3,291 shares were acquired on 01/26/2026 through restricted stock vesting from the issuer as compensation. Shares outstanding were 66,971,158, providing context for the size of this planned sale.
Wintrust Financial Corp. President and CEO Timothy Crane reported a disposition of company stock. On 01/26/2026, he disposed of 4,272 shares of Wintrust common stock at a reported price of $146.20 per share. Following this transaction, he directly beneficially owned 104,212 shares of Wintrust common stock.
Wintrust Financial Corp executive files insider share disposition. Vice Chairman and COO David A. Dykstra reported a Form 4 transaction involving Wintrust Financial Corp common stock. On 01/26/2026, 1,670 common shares were disposed of at a price of $146.20 per share under transaction code F. Following this transaction, Dykstra directly beneficially owns 193,410 shares of Wintrust Financial Corp common stock.
Wintrust Financial Corp officer Thomas P. Zidar, who serves as CHAIRMAN SR MKT HD WEALTH -MTG, reported a disposition of common stock on January 26, 2026. He disposed of 735 shares of common stock at $146.2 per share, leaving him with 53,405 shares held directly.
In addition, he reported 9,366 shares of Wintrust Financial Corp common stock held indirectly through an Employee Stock Purchase Plan (ESPP). The filing reflects his updated direct and indirect ownership positions in WTFC shares.
Wintrust Financial Corp. executive vice president, controller and chief accounting officer Jeffrey D. Hahnfeld reported a small change in his direct holdings of the company’s common stock. On January 26, 2026, a transaction coded “F” involved 167 shares at $146.20 per share.
After this transaction, Hahnfeld directly beneficially owned 2,261 shares of Wintrust Financial common stock. The filing reports no derivative securities activity and lists Hahnfeld as the sole reporting person.
Wintrust Financial vice chair Lee David Eric reported a small stock transaction involving company common shares. On 01/26/2026, a Form 4 shows a disposition of 215 shares of Wintrust Financial Corp. common stock at a price of $146.20 per share.
After this transaction, Eric directly beneficially owned 16,643 shares of Wintrust Financial common stock. The filing lists the ownership of these shares as direct.