Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.
Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.
Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.
On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.
Wintrust Financial Corp executive Kathleen M. Boege, EVP, Chief Legal Officer and Secretary, reported a Form 4 transaction in the company’s common stock. On 01/26/2026, she disposed of 930 shares at $146.2 per share in a transaction coded "F," leaving 27,883 shares held directly. She also reports 3 shares held indirectly through an employee stock purchase plan.
Wintrust Financial Corp.'s Chief Financial Officer, David L. Stoehr, reported a disposition of 963 shares of common stock on January 26, 2026 at $146.20 per share, coded as transaction type F. Following this transaction, he beneficially owns 21,137 common shares, all held directly.
Wintrust Financial Corp. officer Richard B. Murphy, Vice Chair and Chief Lending Officer, reported a disposition of 1,268 shares of Wintrust common stock on January 26, 2026 at $146.20 per share in a transaction coded "F". Following this transaction, he directly beneficially owns 49,340 common shares of Wintrust Financial Corp.
A holder of WTFC common stock has filed a notice of proposed sale under SEC Rule 144. The filing covers the potential sale of 314 shares of common stock through Fidelity Brokerage Services LLC on or around 01/27/2026, to be traded on NASDAQ. The shares listed for sale have an aggregate market value of 45665.02 based on the filer’s disclosure, and the issuer had 66971158 shares outstanding at the time referenced.
The securities to be sold were acquired on 01/26/2026 through restricted stock vesting from the issuer as compensation, rather than a cash purchase. By signing the notice, the seller represents that they are not aware of any material adverse, non‑public information about the issuer’s current or prospective operations.
Wintrust Financial Corp.'s chief financial officer David L. Stoehr reported an award of 7,558 shares of common stock on January 22, 2026 at $152.21 per share. After this transaction, he beneficially owns 22,100 shares directly. This total includes 2,133 restricted stock units granted under the 2025 Stock Incentive Plan that vest on the third anniversary of the grant date, each convertible into one share, and 5,425 shares awarded upon attainment of performance objectives under the company’s Long Term Incentive Program.
Wintrust Financial Corp. officer Richard B. Murphy reported an award of 9,549 shares of common stock on January 22, 2026, coded as an acquisition. The shares are valued at $152.21 per share for reporting purposes, bringing his directly held position to 50,608 common shares.
The reported holdings include 2,404 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 7,145 shares awarded upon attainment of performance objectives under the Long Term Incentive Program.
Wintrust Financial Corp. President and CEO Timothy Crane reported an award of 32,222 shares of common stock on January 22, 2026, at a price of $152.21 per share. After this grant, he beneficially owns 108,484 shares of Wintrust common stock in total.
The reported holdings include 13,024 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each convert into one share of common stock and vest on the third anniversary of the grant date. They also include 19,198 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.
Wintrust Financial Corp. executive Jeffrey D. Hahnfeld reported an acquisition of company stock through an equity award. On January 22, 2026, he acquired 1,088 shares of Wintrust common stock at a stated price of $152.21 per share, bringing his directly held total to 2,428 shares.
The filing notes that this amount includes 336 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which each represent a right to receive one share of common stock and vest on the third anniversary of the grant date. It also includes 752 shares awarded upon attainment of performance objectives under Wintrust’s Long Term Incentive Program.
Wintrust Financial Corp. executive Kathleen M. Boege, EVP, Chief Legal Officer and Secretary, reported receiving 6,237 shares of common stock on January 22, 2026 at $152.21 per share. This increased her directly held stake to 28,813 shares.
The filing notes that this total includes 1,542 restricted stock units granted under the company’s 2025 Stock Incentive Plan, which vest on the third anniversary of the grant date, and 4,695 shares awarded for meeting performance objectives under the Long Term Incentive Program. Boege also indirectly holds 3 shares through the Employee Stock Purchase Plan, including 1 share purchased during 2025.
Wintrust Financial Corp. executive David A. Dykstra reported an award of 12,546 shares of common stock on January 22, 2026. The shares were acquired at a price of $152.21 per share and are held as non-derivative common stock. Following this transaction, Dykstra beneficially owns 195,080 shares of Wintrust common stock in direct form.
The reported holdings include 3,132 restricted stock units granted under the company's 2025 Stock Incentive Plan, each representing a contingent right to receive one share of common stock that vests on the third anniversary of the grant date. They also include 9,414 shares awarded upon attainment of performance objectives under the company's Long Term Incentive Program. Dykstra serves as Wintrust's Vice Chairman and Chief Operating Officer.