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Wintrust Fincl SEC Filings

WTFC NASDAQ

Welcome to our dedicated page for Wintrust Fincl SEC filings (Ticker: WTFC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Wintrust Financial Corp (WTFC) SEC filings page provides access to the company’s regulatory disclosures as a financial holding company listed on the Nasdaq Global Select Market. These filings document key aspects of Wintrust’s operations in community banking, specialty finance, and wealth management, as well as its capital structure and governance. Investors can review current reports, earnings-related disclosures, and other material agreements that affect the company’s financial condition and obligations.

Recent Form 8-K filings include announcements of quarterly and year-to-date earnings, with accompanying press releases and slide presentations that detail net interest income, loan and deposit growth, non-interest income, and credit quality measures. Other 8-Ks describe board actions such as the appointment of new independent directors to committees including Risk Management, Information Technology & Information Security, Audit, and Finance, and outline amendments to financing arrangements at subsidiaries, such as receivables purchase agreements and related guarantees.

Capital markets and listing changes are also reflected in Wintrust’s SEC documents. A Form 25 filing shows the removal from listing of certain preferred stock series and related depositary shares, following the company’s decision to redeem those securities. Additional filings identify the listing of depositary shares representing interests in the company’s 7.875% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, under the symbol WTFCN.

On Stock Titan, AI-powered tools summarize Wintrust’s filings to highlight the most important points, such as the nature of new obligations, the impact of capital actions, and the context of earnings releases. Users can quickly scan real-time updates from EDGAR, review Form 8-K disclosures, and track changes in Wintrust’s preferred stock and depositary share listings, while using AI-generated insights to better understand the implications of each filing.

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GLABE MARLA F reported acquisition or exercise transactions in this Form 4 filing.

Wintrust Financial Corp director Marla F. Glabe received 412 shares of common stock as a grant for board service. The shares were valued at $139.82 per share and were earned for the first quarter of 2026 under the Director's Deferred Fee and Stock Plan approved by shareholders. After this award, she directly holds 23,360 common shares.

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TEGLIA KARIN GUSTAFSON reported acquisition or exercise transactions in this Form 4 filing.

WINTRUST FINANCIAL CORP director Karin Gustafson Teglia received an equity award of 479 shares of common stock on March 31, 2026, valued at $139.82 per share. The shares were earned for first-quarter 2026 board service under the Director's Deferred Fee and Stock Plan.

Following this grant, Teglia directly owns 18,979 shares of Wintrust common stock. This filing reflects routine share-based compensation rather than an open-market purchase or sale.

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WASHINGTON ALEX E III reported acquisition or exercise transactions in this Form 4 filing.

Wintrust Financial Corp director Alex E. Washington III received 524 shares of common stock as compensation for board service for the first quarter of 2026. The shares were valued at $139.82 each for reporting purposes. Following this award, he directly owns 20,422 Wintrust shares.

The grant was made under the company’s shareholder-approved Director's Deferred Fee and Stock Plan, reflecting routine non-cash compensation rather than an open-market stock purchase.

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Wintrust Financial Corp director William J. Doyle received a stock award for his board service. On this Form 4, he acquired 466 shares of common stock on Q1 2026 at $139.82 per share under the Director's Deferred Fee and Stock Plan. After this grant, he directly holds 18,944 common shares.

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RICHTER DAVID S reported acquisition or exercise transactions in this Form 4 filing.

Wintrust Financial Corp director David S. Richter received a stock grant rather than buying shares on the market. He was awarded 405 shares of common stock on March 31, 2026 at a reference value of $139.82 per share for his first-quarter 2026 service as a director under the company’s Director's Deferred Fee and Stock Plan approved by shareholders. Following this award, he directly holds 1,223 shares of Wintrust Financial common stock.

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HACKETT H PATRICK JR reported acquisition or exercise transactions in this Form 4 filing.

WINTRUST FINANCIAL CORP director H. Patrick Hackett Jr. received a grant of 12 shares of Common Stock on March 31, 2026 at $139.82 per share. The shares were earned for first-quarter 2026 director services under the Director's Deferred Fee and Stock Plan approved by shareholders.

Following this award, Hackett directly holds 47,354 Common Stock shares in total. This filing reflects routine, compensation-related share accrual rather than an open-market purchase or sale.

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Wintrust Financial founder and senior advisor Edward J. Wehmer reported a tax-withholding disposition of 5,929 shares of common stock on March 27, 2026. The shares were valued at $132.98 per share and were used to satisfy tax obligations, not sold in the open market.

After this event, Wehmer directly holds 168,742 common shares, with additional indirect common stock holdings through his spouse and a 401(k) plan, plus direct and indirect holdings of Depositary Shares of Series F Preferred Stock.

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Wintrust Financial Corp: The Vanguard Group filed Amendment No. 13 to its Schedule 13G/A reporting 0 shares beneficially owned of Wintrust Financial Corp common stock and 0% of the class. The filing states an internal realignment effective January 12, 2026 and explains certain Vanguard subsidiaries will report disaggregated holdings under SEC Release No. 34-39538.

The filing is signed by Ashley Grim as Head of Global Fund Administration on 03/27/2026. The issuer's principal executive office address is provided as 9700 West Higgins Road, Suite 800, Rosemont, IL.

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Wintrust Financial Corp executive Jeffrey D. Hahnfeld, EVP-Controller & Chief Accounting Officer, sold 530 shares of common stock in an open-market transaction at $145.65 per share on March 4, 2026. After this sale, he directly owned 1,195 common shares.

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Wintrust Financial Corp executive Richard B. Murphy, its vice chair and chief lending officer, sold 3,979 shares of common stock in an open‑market transaction on March 2, 2026 at a weighted average price of $147.12 per share. After the sale, he directly owned 38,904 shares.

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FAQ

How many Wintrust Fincl (WTFC) SEC filings are available on StockTitan?

StockTitan tracks 106 SEC filings for Wintrust Fincl (WTFC), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Wintrust Fincl (WTFC)?

The most recent SEC filing for Wintrust Fincl (WTFC) was filed on April 1, 2026.