Willamette Valley CFO files initial Form 3

Willamette Valley Vineyards, Inc. Chief Financial Officer John Walter Hazlett has filed an initial Form 3, which is the required statement of beneficial ownership for insiders.

Accepted by SEC EDGAR 06/01/2026 - 08:38 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Willamette Valley Vineyards, Inc. Chief Financial Officer John Walter Hazlett has filed an initial Form 3, which is the required statement of beneficial ownership for insiders. The filing reports no stock transactions or derivative exercises, serving only to establish his reporting status as an officer of the company.

Key Terms

Form 3, Chief Financial Officer, beneficial ownership

3 terms

Form 3 regulatory

"initial Form 3, which is the required statement of beneficial ownership"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Chief Financial Officer financial

"The reporting person is John Walter Hazlett, listed as Chief Financial Officer"

A Chief Financial Officer (CFO) is the person in charge of a company's money and financial planning. They decide how to spend, save, and invest funds to help the company grow and stay stable. Their role is important because good financial decisions keep the company healthy and successful.

beneficial ownership financial

"initial Form 3, which is the required statement of beneficial ownership for insiders"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Willamette Valley Vineyards (WVVI) Form 3 filing show for CFO John Walter Hazlett?

The Form 3 shows that CFO John Walter Hazlett is now an insider subject to ownership reporting rules. It reports no stock purchases, sales, or derivative exercises, serving only as his initial statement of beneficial ownership status.

Did the WVVI CFO buy or sell any shares in this Form 3 filing?

No, the Form 3 for WVVI’s CFO reports no share purchases or sales. Transaction counts and share totals for buys, sells, exercises, gifts, and restructurings are all zero, indicating no trading activity is disclosed in this filing.

What is the role of the reporting person in WVVI’s latest Form 3?

The reporting person is John Walter Hazlett, listed as Chief Financial Officer of Willamette Valley Vineyards, Inc. As an officer, he must report his beneficial holdings and future transactions in company securities under SEC insider reporting requirements.

Does the WVVI Form 3 include any derivative securities or option positions?

No, the Form 3 shows no derivative transactions or holdings for the WVVI CFO. The derivative transaction count, exercise count, and derivative summary are all empty, indicating no options, warrants, or similar instruments are reported in this filing.

What does a neutral net buy/sell direction mean in the WVVI Form 3 data?

A neutral net buy/sell direction means there were no reported acquisitions or dispositions of WVVI securities. Net buy/sell shares are zero, and all transaction categories, including purchases, sales, and restructurings, have zero counts in this initial ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Hazlett John Walter

(Last) (First) (Middle)

8800 ENCHANTED WAY SE

(Street)

TURNER OREGON 97392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026

3. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ John Walter Hazlett	06/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)