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[Form 4] WILLAMETTE VALLEY VINEYARDS INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Willamette Valley Vineyards (WVVI) president and director James W. Bernau reported open-market purchases of the company’s common stock. On 11/21/2025, he bought 500 shares at $2.59, 3,000 shares at $2.60, and 621 shares at $2.54, all coded as purchases. After these transactions, he beneficially owned 374,501 shares of Willamette Valley Vineyards common stock in direct ownership.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BERNAU JAMES W

(Last) (First) (Middle)
8800 ENCHANTED WAY SE

(Street)
TURNER OR 97392

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
11/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/21/2025 11/21/2025 P 500 A $2.59 370,880 D
Common Stock 11/21/2025 11/21/2025 P 3,000 A $2.6 373,880 D
Common Stock 11/21/2025 11/21/2025 P 621 A $2.54 374,501 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ James W. Bernau 11/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Willamette Valley Vineyards (WVVI) disclose in this Form 4?

The filing reports that president and director James W. Bernau purchased additional shares of Willamette Valley Vineyards common stock in open-market transactions on 11/21/2025.

How many WVVI shares did James W. Bernau buy on 11/21/2025?

He made three purchases of 500 shares at $2.59, 3,000 shares at $2.60, and 621 shares at $2.54 of Willamette Valley Vineyards common stock.

What is James W. Bernau’s role at Willamette Valley Vineyards (WVVI)?

He is a director and an officer of Willamette Valley Vineyards, serving as President.

How many WVVI shares does James W. Bernau own after these transactions?

Following the reported purchases, James W. Bernau beneficially owned 374,501 shares of Willamette Valley Vineyards common stock, held in direct ownership.

Were there any derivative securities reported in this WVVI Form 4?

The section for derivative securities was included but did not list any specific derivative transactions or holdings in this filing excerpt.

Was this Willamette Valley Vineyards (WVVI) Form 4 filed by more than one reporting person?

No. The filing indicates it was filed by one reporting person, James W. Bernau.

Willamette Vy Vineyard Inc

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12.86M
4.10M
17.29%
14.41%
0.07%
Beverages - Wineries & Distilleries
Beverages
Link
United States
TURNER