Willamette Valley director buys 3,600 shares

A WVVI director bought 3,600 common shares on September 16, 2026 in multiple small open-market purchases.

Available on EDGAR 09/22/2026 - 11:17 AM EDT Accepted by SEC EDGAR 09/22/2026 - 11:16 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Willamette Valley Vineyards, Inc. (WVVI) director Chris Riccardi reported multiple open-market or private purchases of the company’s Common Stock on September 16, 2026. He bought a total of 3,600 shares across 12 transactions at prices between $1.87 and $1.8891 per share, held as direct ownership. These transactions were not reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 3,600 shares

Net Buy 12 txns

Insider RICCARDI CHRIS

Role Director

Bought 3,600 shs ($7K)

Increase in Position 0.74%

Type	Security	Shares	Price	Value
Purchase	Common Stock	300	$1.88	$564.00
Purchase	Common Stock	300	$1.88	$564.00
Purchase	Common Stock	300	$1.8891	$566.73
Purchase	Common Stock	300	$1.8891	$566.73
Purchase	Common Stock	300	$1.87	$561.00
Purchase	Common Stock	300	$1.8887	$566.61
Purchase	Common Stock	300	$1.8846	$565.38
Purchase	Common Stock	300	$1.8846	$565.38
Purchase	Common Stock	300	$1.87	$561.00
Purchase	Common Stock	300	$1.8787	$563.61
Purchase	Common Stock	300	$1.8799	$563.97
Purchase	Common Stock	300	$1.87	$561.00

Holdings After Transaction: Common Stock — 489,044 shares (Direct)

Holdings Before and After: Common Stock, 485,444 to 489,044 shares (Direct)

Key Figures

Total shares purchased: 3,600 shares Number of transactions: 12 Lowest purchase price: $1.87 per share +2 more

5 metrics

Total shares purchased 3,600 shares Common Stock bought by director Chris Riccardi on September 16, 2026

Number of transactions 12 Separate open-market or private purchase trades reported for the day

Lowest purchase price $1.87 per share Lowest per-share price among reported September 16, 2026 purchases

Highest purchase price $1.8891 per share Highest per-share price among reported September 16, 2026 purchases

Rule 10b5-1 plan status Not reported under a Rule 10b5-1 plan Document-level Rule 10b5-1 checkbox left unchecked

Key Terms

Common Stock, open market or private transaction, direct ownership

3 terms

Common Stock financial

"He acquired Common Stock of Willamette Valley Vineyards, Inc."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

open market or private transaction financial

"Purchase in open market or private transaction"

direct ownership financial

"each recorded as direct ownership"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did WVVI director Chris Riccardi report in this Form 4?

He reported purchasing 3,600 shares of Willamette Valley Vineyards, Inc. Common Stock on September 16, 2026 in 12 open-market or private transactions, all held as direct ownership.

At what prices did the WVVI shares trade in Chris Riccardi’s purchases?

The reported purchase prices ranged from $1.87 to $1.8891 per share for Willamette Valley Vineyards, Inc. Common Stock on September 16, 2026.

How many WVVI transactions did the Form 4 disclose?

The filing lists 12 separate transactions, each for 300 shares of Willamette Valley Vineyards, Inc. Common Stock, all on September 16, 2026.

Were any WVVI shares sold by Chris Riccardi in this Form 4?

No. The Form 4 reports only purchases of Willamette Valley Vineyards, Inc. Common Stock, with no sales or other dispositions disclosed.

Were Riccardi’s WVVI trades made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, indicating these reported WVVI purchases were not disclosed as made under a Rule 10b5-1 trading plan.

What type of security did Chris Riccardi acquire of WVVI?

He acquired Common Stock of Willamette Valley Vineyards, Inc. in all 12 reported transactions on September 16, 2026, each recorded as direct ownership.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICCARDI CHRIS

(Last) (First) (Middle)

100 TALL PINE LANE

#2103

(Street)

NAPLES FLORIDA 34105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/16/2026		P		300	A	$1.88	485,744	D
Common Stock	09/16/2026		P		300	A	$1.88	486,044	D
Common Stock	09/16/2026		P		300	A	$1.8891	486,344	D
Common Stock	09/16/2026		P		300	A	$1.8891	486,644	D
Common Stock	09/16/2026		P		300	A	$1.87	486,944	D
Common Stock	09/16/2026		P		300	A	$1.8887	487,244	D
Common Stock	09/16/2026		P		300	A	$1.8846	487,544	D
Common Stock	09/16/2026		P		300	A	$1.8846	487,844	D
Common Stock	09/16/2026		P		300	A	$1.87	488,144	D
Common Stock	09/16/2026		P		300	A	$1.8787	488,444	D
Common Stock	09/16/2026		P		300	A	$1.8799	488,744	D
Common Stock	09/16/2026		P		300	A	$1.87	489,044	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Christopher C. Riccardi	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)