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[Form 3] EXICURE, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Form 3 filed for EXICURE, Inc. (XCUR) by reporting person Hwang Aejin, identified as a Director. The event date is 09/08/2025. The filing states that no securities are beneficially owned by the reporting person. The form is signed by an attorney-in-fact, Andy Yoo, dated 09/29/2025. The document is an initial Section 16 filing disclosing relationship and ownership status only.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Initial Section 16 filing shows a director appointment with no reported beneficial ownership, a neutral disclosure for investors.

The filing simply establishes that Hwang Aejin is a director of EXICURE (XCUR) and reports zero beneficial ownership as of the event date. There are no transactions, holdings, or financial figures to assess. This disclosure is procedural and does not provide information affecting company valuation or operating performance.

TL;DR: Governance disclosure filed; confirms director status but no share ownership—routine compliance under Section 16.

The Form 3 meets initial reporting obligations by identifying the reporting person and relationship to the issuer. Stating no securities beneficially owned is notable for transparency but not material absent subsequent transactions or equity grants. The signature by an attorney-in-fact indicates authorized execution of the filing.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Hwang Aejin

(Last) (First) (Middle)
400 SEAPORT COURT, SUITE 102

(Street)
REDWOOD CITY CA 94063

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2025
3. Issuer Name and Ticker or Trading Symbol
EXICURE, INC. [ XCUR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
No securities are beneficially owned.
/s/ Andy Yoo, Attorney-in-fact 09/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 3 for EXICURE (XCUR)?

The Form 3 was filed on behalf of Hwang Aejin, who is identified as a Director of EXICURE, Inc.

What securities does Hwang Aejin beneficially own in XCUR?

The filing states no securities are beneficially owned by Hwang Aejin.

What is the event date reported on the Form 3?

The date of the event requiring the statement is 09/08/2025.

When was the Form 3 signed and by whom?

The Form 3 bears a signature block signed by Andy Yoo, Attorney-in-fact, dated 09/29/2025.

Does this Form 3 disclose any transactions or derivative holdings?

No. The document discloses no transactions, no non-derivative or derivative securities, and explicitly states no beneficial ownership.
Exicure Inc

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