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Yuanbao (YB) VP Yue Ying details options, RSUs and share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Yuanbao Inc. vice president Yue Ying has filed an initial ownership report showing a mix of stock options, restricted share units, and indirect share holdings in the company’s Class A ordinary shares. The filing lists options to buy 600,000 Class A shares at an exercise price of 0.06 per share expiring on August 1, 2030, and additional option grants for 60,000 shares at 0.15, 50,000 shares at 0.28, 350,000 shares at 0.30, 200,000 shares at 0.35, and 60,000 shares at 0.40, with expirations between 2031 and 2035. It also discloses 90,000 restricted share units that vest in four installments from November 20, 2026 through November 20, 2029, and 940,000 Class A ordinary shares held indirectly through R Oak Limited and beneficially owned by Yue Ying.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yue Ying

(Last)(First)(Middle)
BUILDING 2, NO.8 BEICHEN WEST ROAD
CHAOYANG DISTRICT

(Street)
BEIJING100101

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Yuanbao Inc. [ YB ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares940,000IBy R Oak Limited(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (Right to Buy) (2)08/01/2030Class A ordinary share600,000$0.06D
Option (Right to Buy) (3)08/01/2031Class A ordinary share60,000$0.15D
Option (Right to Buy) (4)04/01/2033Class A ordinary share50,000$0.28D
Option (Right to Buy) (5)01/10/2034Class A ordinary share350,000$0.3D
Option (Right to Buy) (6)11/15/2034Class A ordinary share200,000$0.35D
Option (Right to Buy) (7)04/01/2035Class A ordinary share60,000$0.4D
Restricted Share Units (8) (8)Class A ordinary share90,000(8)D
Explanation of Responses:
1. Represents 940,000 Class A ordinary shares held by R Oak Limited and beneficially owned by the Reporting Person.
2. The options have become fully vested and exercisable on August 1, 2024. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
3. The options have become fully vested and exercisable on August 1, 2025. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
4. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2024, April 1, 2025, April 1, 2026 and April 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
5. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 1, 2024, November 1, 2025, November 1, 2026 and November 1, 2027, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
6. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of October 1, 2025, October 1, 2026, October 1, 2027 and October 1, 2028, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
7. The options vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of April 1, 2026, April 1, 2027, April 1, 2028 and April 1, 2029, respectively. Each Option entitles the holder to purchase one share of the Issuer's Class A ordinary share upon exercising.
8. The RSUs vest in four installments of 15%, 25%, 30% and 30% of the total grant on each of November 20, 2026, November 20, 2027, November 20, 2028 and November 20, 2029, respectively. Each RSU represents a contingent right to receive one share of the Issuer's Class A ordinary share upon vesting.
/s/Yue Ying03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Yue Ying’s Form 3 filing for Yuanbao Inc. (YB) show?

The Form 3 shows Yue Ying’s existing equity stake in Yuanbao Inc., including stock options, restricted share units, and indirect share holdings. It is an initial ownership report, not a record of new share purchases or sales.

How many Yuanbao Inc. shares does Yue Ying hold indirectly through R Oak Limited?

Yue Ying beneficially owns 940,000 Class A ordinary shares of Yuanbao Inc. held by R Oak Limited. The filing states these shares are held by R Oak Limited and are beneficially owned by the reporting person, reflecting an indirect ownership interest.

What stock options are reported for Yue Ying in Yuanbao Inc. (YB)?

Yue Ying holds multiple options over Class A ordinary shares, including 600,000 shares at an exercise price of 0.06 per share expiring August 1, 2030. Additional grants cover smaller blocks at higher exercise prices, with expirations ranging from 2031 through 2035.

When do Yue Ying’s Yuanbao Inc. options become vested and exercisable?

Some options became fully vested and exercisable on August 1, 2024 and August 1, 2025. Others vest in four installments on specified dates between April 1, 2024 and April 1, 2029 or November 1, 2024 and November 1, 2027, according to the vesting footnotes.

What restricted share units (RSUs) are disclosed for Yue Ying at Yuanbao Inc. (YB)?

The filing shows 90,000 restricted share units tied to Class A ordinary shares. These RSUs vest in four installments of 15%, 25%, 30% and 30% on November 20, 2026, 2027, 2028 and 2029, each RSU representing a right to receive one share upon vesting.

Does Yue Ying’s Form 3 indicate any recent buying or selling of Yuanbao Inc. shares?

No, the entries are classified as holdings with unknown transaction codes and no buy or sell indicators. Form 3 is primarily an initial statement of beneficial ownership, so it records positions rather than documenting new market trades.
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