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[Form 4] LQR House Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LQR House Inc. director Lu Jing reported conversion of 179 restricted stock units into 179 shares of common stock on 09/30/2025 at no cash price. Following the reported transactions, the filing shows 537 shares of common stock beneficially owned in the non-derivative section and 892 shares referenced in the derivative/underlying section, each noted as adjusted for the 1-for-35 reverse stock split effected April 21, 2025. The Form 4 is signed by Jing Lu on 10/02/2025 and is filed as a report by one reporting person who is a director.

Positive

  • 179 restricted stock units were converted into 179 shares on 09/30/2025
  • Transaction reported by a company director, increasing disclosed insider ownership
  • Conversion recorded at $0 price consistent with restricted stock unit vesting

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Lu Jing

(Last) (First) (Middle)
6538 COLLINS AVE.
SUITE 344

(Street)
MIAMI BEACH FL 33141

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LQR House Inc. [ LQR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 09/30/2025 M 179 A $0 537(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 09/30/2025 M 179 09/30/2025 (2) Common Stock 179 $0 892(3) D
Explanation of Responses:
1. Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Dr. Lu on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.
2. N/A
3. As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.
/s/ Jing Lu 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LQR House (YHC) director Lu Jing report on Form 4?

Lu Jing reported conversion of 179 restricted stock units into 179 shares of common stock on 09/30/2025.

How many shares does the Form 4 show Lu Jing beneficially owns after the transaction?

The filing shows 537 shares of common stock in the non-derivative section and 892 referenced in the derivative/underlying section, both noted as adjusted for the reverse split.

Was there any cash paid for the converted restricted stock units?

The Form 4 reports a price of $0 for the converted restricted stock units.

When was the reverse stock split that affected these numbers?

The filing states a 1-for-35 reverse stock split was effected on April 21, 2025.

Who signed the Form 4 and when was it signed?

The Form 4 is signed by Jing Lu on 10/02/2025.
LQR House Inc.

NASDAQ:YHC

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11.57M
12.78M
5.84%
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6.37%
Beverages - Wineries & Distilleries
Beverages
Link
United States
MIAMI BEACH