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Yum! Brands (NYSE: YUM) holder to sell 40,305 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

A shareholder of Yum! Brands, Inc. has filed notice of intent to sell 40,305 shares of common stock through Merrill on the NYSE, with an aggregate market value of $6,455,000. Shares outstanding are listed as 277,652,829, providing context for the planned sale’s relative size.

The shares to be sold were acquired mainly through restricted stock vesting, performance unit vesting, and a stock appreciation right (SAR) exercise and sale between 2018 and 2026. The filer certifies not knowing any undisclosed material adverse information about Yum! Brands.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

What does the Form 144 filing for YUM indicate about share sales?

The Form 144 shows a Yum! Brands shareholder intends to sell 40,305 common shares on the NYSE. The filing is a notice of a proposed sale, not confirmation that all shares have been sold, and helps provide transparency around larger insider-related transactions.

How large is the planned YUM share sale compared with shares outstanding?

The planned sale covers 40,305 Yum! Brands shares versus 277,652,829 shares outstanding. This indicates the proposed transaction is small relative to the company’s total share count, based on the figures disclosed in the notice of proposed sale.

What is the aggregate market value of the YUM shares in this Form 144?

The notice states an aggregate market value of $6,455,000 for the 40,305 Yum! Brands common shares to be sold. This value is tied to the market price at the time the filing data were prepared and is used for disclosure purposes.

How were the Yum! Brands (YUM) shares being sold originally acquired?

The shares were acquired through restricted stock vesting, performance unit vesting, and a stock appreciation right (SAR) exercise and sale. Acquisition dates range from 2018 to 2026, reflecting long-term equity compensation arrangements from Yum! Brands.

Which broker and exchange are involved in the planned YUM share sale?

The filing lists Merrill, located at 8890 Lyra Dr, Columbus, Ohio, as the broker handling the transaction. The NYSE is named as the securities exchange where the 40,305 Yum! Brands common shares are expected to be sold.

What representation does the YUM Form 144 filer make about inside information?

The person for whose account the Yum! Brands shares are to be sold represents that they do not know any material adverse information about the company’s current or prospective operations that has not been publicly disclosed, as part of signing the notice.
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